📅 Aug 2, 2017

RM0082289 Daily Deposit Report 20170802

From: dwhpbdw-batch@db.com

To: RM0082289@list.db.com

RM CODE 82289 08/01/17 LARGE, ZERO AND NEGATIVE BALANCES | ACCT # | NAME | CAT | BALANCE | |--------|------|-----|---------| | 35269691 | JEFFREY EPSTEIN | N | 3,677,138.46 | | 35270625 | NANCY AND MICHAEL DEVANE, | D | .00 | | 42953432 | HYPERION AIR, LLC | D | 100,291.79 | | 42953459 | JEGE, INC | D | 963,187.55 | | 42953467 | PLAN D, LLC | D | 220,653.82 | | 42953475 | JEGE, LLC | | 141,777.48 | | 42953707 | DARREN K. INDYKE PLLC | | 258,964.28 | | 42953715 | HBRK ASSOCIATES, INC | | 127,44

RM CODE 82289 08/01/17

LARGE, ZERO AND NEGATIVE BALANCES

| ACCT # | NAME | CAT | BALANCE |
|--------|------|-----|---------|
| 35269691 | JEFFREY EPSTEIN | N | 3,677,138.46 |
| 35270625 | NANCY AND MICHAEL DEVANE, | D | .00 |
| 42953432 | HYPERION AIR, LLC | D | 100,291.79 |
| 42953459 | JEGE, INC | D | 963,187.55 |
| 42953467 | PLAN D, LLC | D | 220,653.82 |
| 42953475 | JEGE, LLC | | 141,777.48 |
| 42953707 | DARREN K. INDYKE PLLC | | 258,964.28 |
| 42953715 | HBRK ASSOCIATES, INC | | 127,449.33 |
| 42953758 | NES, LLC | | 206,774.41 |
| 42959295 | LSJE, LLC | | 393,799.66 |
| 42959324 | GRATITUDE AMERICA, LTD | | 160,898.32 |
| 42966807 | ZORRO MANAGEMENT, LLC | | 372,602.22 |
| 42967121 | PRYTANEE, LLC | | 448,182.14 |
| 42967287 | THE HAZE TRUST | | 7,717,706.44 |
| 42967340 | CRW 2007 LLC | | .00 |
| 42967359 | GEW 2007 LLC | | .00 |
| 42967447 | WANEK TRUST OF 2000 | | .00 |
| 42967690 | KATI WANEK-FORSYTHE 2016 GRAT | D | .00 |
| 42967703 | KATI WANEK-FORSYTHE 2015 GRAT | D | .00 |
| 44129244 | SOUTHERN TRUST COMPANY, INC. | M | 2,661,352.64 |
| 44133251 | GRATITUDE AMERICA, LTD | M | 339,360.24 |
| 77000949 | THE HAZE TRUST | D | 21,063,409.16 |
| 77000957 | SOUTHERN FINANCIAL LLC | D | 11,486,851.35 |
| 77000965 | SOUTHERN TRUST COMPANY, INC. | D | 18,040,613.67 |
| 77000981 | TODD R. WANEK AND KAREN A. WANEK | D | 253,082.14 |
| 77001001 | SSW 2007 LLC | D | 262,430.53 |
| 77001028 | KWF 2007 LLC | D | 5,284,956.19 |
| 77001052 | CRW 2007 LLC | | 250,563.13 |
| 77001060 | GEW 2007 LLC | | 250,563.13 |
| 77001079 | SHARI WAGNER 2014 GRAT | | 250,850.44 |
| 77001087 | KATI FORSYTHE 2014 GRAT | | 262,338.55 |
| 77001124 | WANEK TRUST OF 2000 | | 251,129.26 |
| 77001220 | CRW 2009 LLC | | 250,578.57 |
| 77001239 | GEW 2009 LLC | D | 250,587.84 |
| 77001247 | KATI WANEK-FORSYTHE 2016 GRAT | | 4,304,486.50 |
| 77001255 | KATI WANEK-FORSYTHE 2015 GRAT | D | .00 |
| RM | CODE 82289 | | 08/01/17 |
| | LARGE | TRANSACTIONS | |
| ACCT # | NAME | | AMOUNT |

OD AMOUNT

DESCRIPTION

42959324 GRATITUDE AMERICA, LTD 150,000.00 MONEY TRANSFER

If need help please contact pbrd_admin@list.db.com
Thank you

CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
CONFIDENTIAL

DB-SDNY-0063724
SDNY_GM_00209908

EFTA01370723

📅 Sep 27, 2017

RE: Deposit Return - A/c # [redacted] *** Query for pwm return Item [I]

From: Joy E Mitchell

To: Gail F Mahabir, Hemant‑Kumar Rathore, Mariela Lopez, Norma A Kenney, Raphael A Marin, Muhammad J Uddin

Hi, The check in question is drawn on Bank Of America located in St Thomas, US Virgin Island. This is one of the Islands that is affected by the hurricane and it seems that the check did not make it to the bank for payment. I would suggest that the client be debited and maybe the check re-deposited at a later date. Kind regards, CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0063725 SDNY_GM_00209909 EFTA01370724

Hi,

The check in question is drawn on Bank Of America located in St Thomas, US Virgin Island. This is one of the Islands that is affected by the hurricane and it seems that the check did not make it to the bank for payment. I would suggest that the client be debited and maybe the check re-deposited at a later date.

Kind regards,

CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL

DB-SDNY-0063725
SDNY_GM_00209909
EFTA01370724

📅 Sep 27, 2017

RE: Deposit Return - A/c # *** Query for pwm return Item [I]

From: Bradley Gillin

To: Joy E Mitchell, Gail F Mahabir, Hemant-Kumar Rathore, CUST INV, Mariela Lopez, Norma A Kenney, Raphael A Marin, Muhammod J Uddin

Hi Joy, Please confirm that the check can be credit to his DB account, and then revisited at a later date when the islands communications are back online. Regards, Brad Bradley Gillin Vice President Deutsche Bank Wealth Management 345 Park Avenue, 24th Fl New York, NY 10154 Tel.: Fax: Email: Securities offered through Deutsche Bank Securities Inc.

Hi Joy,

Please confirm that the check can be credit to his DB account, and then revisited at a later date when the islands communications are back online.

Regards,
Brad

Bradley Gillin
Vice President
Deutsche Bank Wealth Management
345 Park Avenue, 24th Fl
New York, NY 10154
Tel.: 
Fax: 
Email:

Securities offered through Deutsche Bank Securities Inc.

📅 Sep 27, 2017

RE: Deposit Return - A/c # [redacted] *** Query for pwm return Item [I]

From: [sender name redacted]

To: CUST INV (group), multiple recipients (personal names redacted in image; ~8)

Classification: For Internal use only Hi Team, Can you please answer for below question or Bradly which is related with one item of Deposit return :- The <mark>check</mark> shows <mark>that</mark> Jeffery Epstein, <mark>made a check out</mark> to himself, <mark>from a Banco popular account</mark> to be deposited in an account <mark>in his name at</mark> DB. Why <mark>would this get returned?</mark> |Header|Value| |---|---| |Report| INCCS5192.prt| |Date| 09/26/2017| |Time| 14:32:53| |Deposit

Classification: For Internal use only

Hi Team,

Can you please answer for below question or Bradly which is related with one item of Deposit return :-

The <mark>check</mark> shows <mark>that</mark> Jeffery Epstein, <mark>made a check out</mark> to himself, <mark>from a Banco popular account</mark> to be deposited in an account <mark>in his name at</mark> DB.

Why <mark>would this get returned?</mark>

|Header|Value|
|---|---|
|Report| INCCS5192.prt|
|Date| 09/26/2017|
|Time| 14:32:53|
|Depositor's Acct| [Redacted]|
|Check ISN| 50002090|
|Check AMT| 450000.00|
|Check PC| 0|
|Check ACCT| [Redacted]|
|Check Serial Num| 1012|
|Check RT Num| [Redacted]|

Thanks,

With regards,
Hemant-Kumar Rathore

[x]

Hemant-Kumar Rathore

DBOI Global Services Private Limited
COO Wealth Management Operations
A-1 & A-2, Evolve - Mahindra Technology Park, Inside Mahindra World City - SEZ, 302029 Jaipur, India
Tel.:  AVAYA - 5419684
Mobile +9: 
Email:

CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
CONFIDENTIAL

DB-SDNY-0063727
SDNY_GM_00209911
EFTA01370725

📅 Sep 27, 2017 REDACTED

Deposit Return - A/c # █████████

From: Divya Rajawat

To: Stewart Oldfield, William-M Finn, Bradley Gillin, Cynthia Rodriguez

Hi Team, Check # 001012 for $ 450,000.00 has been deposited to A/c – but returned with reason as remitter’s account in ‘REFER TO MAKER’ status. As the return reason REFER TO MAKER , then the item will be return only. Copy of checks attached above. Thanks, With regards, Divya Rajawat CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0063729 SDNY_GM_00209913 EFTA01370726

Hi Team,

Check # 001012 for $ 450,000.00 has been deposited to A/c –  but returned with reason as remitter’s account in ‘REFER TO MAKER’ status.

As the return reason REFER TO MAKER , then the item will be return only.

Copy of checks attached above.

Thanks,
With regards,
Divya Rajawat

CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
CONFIDENTIAL

DB-SDNY-0063729
SDNY_GM_00209913
EFTA01370726

📅 Sep 27, 2017 REDACTED

RE: Deposit Return - A/c # [1]

From: Bradley Gillin

To: Divya Rajawat, Stewart Oldfield, William-M Finn, Cynthia Rodriguez

Classification: For internal use only Please clarify what ‘Refer to Maker’ means. Regards, Brad Bradley Gillin Vice President Deutsche Bank Wealth Management 345 Park Avenue, 24th Fl New York, NY 10154 Tel. ████████████████ Fax ████████████████ Email ██████████████████████ Securities offered through Deutsche Bank Securities Inc.

Classification: For internal use only
Please clarify what ‘Refer to Maker’ means.
Regards,
Brad

Bradley Gillin
Vice President
Deutsche Bank Wealth Management
345 Park Avenue, 24th Fl
New York, NY 10154
Tel. ████████████████
Fax ████████████████
Email ██████████████████████

Securities offered through Deutsche Bank Securities Inc.

📅 Oct 14, 2017

RM0082289 Daily Deposit Report 20171014

From: dwhpbdw-batch@db.com

To: RM0082289@list.db.com

RM CODE 82289 10/13/17 LARGE, ZERO AND NEGATIVE BALANCES | ACCT # | NAME | CAT | BALANCE | |--------|------|-----|---------| | 35269691 | JEFFREY EPSTEIN | N | 1,447,159.95 | | 35270625 | NANCY AND MICHAEL DEVANE, | D | .00 | | 42953424 | NEPTUNE, LLC | D | 182,205.85 | | 42953467 | PLAN D, LLC | D | 454,670.35 | | 42953475 | JEGE, LLC | D | 590,451.82 | | 42953707 | DARREN K. INDYKE PLLC | | 110,377.53 | | 42953758 | NES, LLC | | 372,352.43 | | 42959295 | LSJE, LLC | | 325,474.24 | | 42959324

RM CODE 82289 10/13/17

LARGE, ZERO AND NEGATIVE BALANCES

| ACCT # | NAME | CAT | BALANCE |
|--------|------|-----|---------|
| 35269691 | JEFFREY EPSTEIN | N | 1,447,159.95 |
| 35270625 | NANCY AND MICHAEL DEVANE, | D | .00 |
| 42953424 | NEPTUNE, LLC | D | 182,205.85 |
| 42953467 | PLAN D, LLC | D | 454,670.35 |
| 42953475 | JEGE, LLC | D | 590,451.82 |
| 42953707 | DARREN K. INDYKE PLLC | | 110,377.53 |
| 42953758 | NES, LLC | | 372,352.43 |
| 42959295 | LSJE, LLC | | 325,474.24 |
| 42959324 | GRATITUDE AMERICA, LTD | | 105,918.99 |
| 42966807 | ZORRO MANAGEMENT, LLC | | 142,725.32 |
| 42967121 | PRYTANEE, LLC | D | 348,182.14 |
| 42967287 | THE HAZE TRUST | | 4,254,250.84 |
| 42967340 | CRW 2007 LLC | | .00 |
| 42967359 | GEW 2007 LLC | | .00 |
| 42967447 | WANEK TRUST OF 2000 | | .00 |
| 42967666 | SHARI WAGNER 2016 GRAT | | .00 |
| 42967703 | KATI WANEK-FORSYTHE 2015 GRAT | D | .00 |
| 44129244 | SOUTHERN TRUST COMPANY, INC. | M | 1,801,007.39 |
| 44133251 | GRATITUDE AMERICA, LTD | M | 314,530.40 |
| 77000949 | THE HAZE TRUST | D | 36,093,223.89 |
| 77000957 | SOUTHERN FINANCIAL LLC | D | 9,051,247.66 |
| 77000965 | SOUTHERN TRUST COMPANY, INC. | D | 16,064,741.78 |
| 77001001 | SSW 2007 LLC | D | 4,275,771.17 |
| 77001028 | KWF 2007 LLC | D | 3,590,794.80 |
| 77001079 | SHARI WAGNER 2014 GRAT | D | 288,020.26 |
| 77001087 | KATI FORSYTHE 2014 GRAT | | 5,299,742.91 |
| 77001220 | CRW 2009 LLC | D | 250,913.70 |
| 77001239 | GEW 2009 LLC | D | 250,922.98 |
| 77001255 | KATI WANEK-FORSYTHE 2015 GRAT | D | .00 |

OD AMOUNT

If need help please contact pbrd_admin@list.db.com
Thank you

CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
CONFIDENTIAL

DB-SDNY-0063731
SDNY_GM_00209915
EFTA01370728

📅 May 8, 2018 REDACTED

RM0082289 Daily Deposit Report 20180508

From: Unknown

To: RM0082289@list.db.com

| RM | CODE 82289 | | 05/07/18 | | |---|---|---|---|---| | | LARGE, ZERO AND NEGATIVE | | BALANCES | | | ACCT # | NAME | CAT | BALANCE | OD AMOUNT | | 35269691 | JEFFREY EPSTEIN | N | 3,406,703.27 | | | | NANCY AND MICHAEL DEVANE, | D | .00 | | | | ALI RASHID | D | .00 | | | | CAMERON WANEK | D | .00 | | | | TRAVIS WAGNER | D | .00 | | | | SHARI WAGNER | D | .00 | | | | THE JOCKEY CLUB | N | 482,837.35 | | | | THE JOCKEY CLUB SAFETY NET FOUNDATION | N | 164,230.51 | | | | THE GRAYSON JOCKEY CLUB

| RM | CODE 82289 | | 05/07/18 | |
|---|---|---|---|---|
| | LARGE, ZERO AND NEGATIVE | | BALANCES | |
| ACCT # | NAME | CAT | BALANCE | OD AMOUNT |
| 35269691 | JEFFREY EPSTEIN | N | 3,406,703.27 | |
| | NANCY AND MICHAEL DEVANE, | D | .00 | |
| | ALI RASHID | D | .00 | |
| | CAMERON WANEK | D | .00 | |
| | TRAVIS WAGNER | D | .00 | |
| | SHARI WAGNER | D | .00 | |
| | THE JOCKEY CLUB | N | 482,837.35 | |
| | THE JOCKEY CLUB SAFETY NET FOUNDATION | N | 164,230.51 | |
| | THE GRAYSON JOCKEY CLUB | N | 342,008.00 | |
| | EQUIBASE COMPANY | D | 177,024.56 | |
| | SOUTHERN FINANCIAL LLC | D | 370,515.00 | |
| | PLAN D, LLC | D | 485,885.17 | |
| 42953475 | JEGE, LLC | D | 346,590.13 | |
| | DARREN K. INDYKE PLLC | | 248,144.08 | |
| | HBRK ASSOCIATES, INC | | 253,551.36 | |
| | NES, LLC | | 176,731.58 | |
| | JSC INTERIORS LLC | | 147,179.24 | |
| | LSJE, LLC | | 213,342.92 | |
| | GRATITUDE AMERICA, LTD | | 211,061.54 | |
| | BLOOD-HORSE LLC | D | 367,927.20 | |
| 42966807 | ZORRO MANAGEMENT, LLC | | 259,795.28 | |
| | PRYTANEE, LLC | D | 398,182.14 | |
| | THE HAZE TRUST | | 2,503,667.84 | |
| | WANEK TRUST OF 2000 | | .00 | |
| | SHARI WAGNER 2016 GRAT | | .00 | |
| | KATI WANEK-FORSYTHE 2015 GRAT | | .00 | |
| | SHARI WAGNER 2015 GRAT TRAVIS T. WAGN | D | .00 | |
| | SHARI WAGNER 2015 GRAT FOR LEAH M | D | .00 | |
| | KATI WANEK-FORSYTHE 2015 GRAT TR | D | .00 | |
| | SHARI WAGNER 2015 GRAT FOR MARA WAGNE | D | .00 | |
| | SHARI WAGNER 2012 IRREVOCABLE TRUST | D | .00 | |
| | AXCIS INFORMATION NETWORK INC | M | 261,324.66 | |
| | SOUTHERN TRUST COMPANY, INC. | M | 2,273,641.26 | |
| | BUTTERFLY TRUST | M | 733,265.10 | |
| | GRATITUDE AMERICA, LTD | M | 323,031.10 | |
| | DARREN K. INDYKE PLLC - | M | 267,813.03 | |
| | THE HAZE TRUST | D | 49,397,167.47 | |
| | SOUTHERN FINANCIAL LLC | D | 2,029,601.20 | |
| | SOUTHERN TRUST COMPANY, INC. | | 102,495.32 | |
| | SSW 2007 LLC | | 288,031.50 | |
| | KWF 2007 LLC | | 254,123.25 | |
| | SHARI WAGNER 2014 GRAT | | 5,333,937.22 | |
| | KATI FORSYTHE 2014 GRAT | | 252,599.99 | |
| | TODD R. WANEK 2016 GRAT | | 1,741,301.13 | |
| | SHARI WAGNER 2016 GRAT | | 1,478,188.58 | |
| | CRW 2009 LLC | | 252,562.96 | |
| | GEW 2009 LLC | | 252,572.30 | |
| | KATI WANEK-FORSYTHE 2016 GRAT | | 1,128,340.54 | |
| | THE 2017 CATERPILLAR TRUST | DDDDDD | 13,471,909.85 | |
| | CAMERON WANEK | | .00 | |
| | TRAVIS WAGNER | | .00 | |
| | SHARI WAGNER | | .00 | |
| RM | CODE 82289 | | 05/07/18 | |
|---|---|---|---|---|
| | LARGE, ZERO AND NEGATIVE BALANCES | |
| ACCT 4 | NAME | CAT | BALANCE | OD AMOUNT |
| | SHARI WAGNER 2015 GRAT FOR LEAH M | D | .00 | |
| | SHARI WAGNER 2015 GRAT TRAVIS T. WAGN | D | .00 | |
| | KATI WANEK-FORSYTHE 2015 GRAT TR | D | .00 | |
| | SHARI WAGNER 2015 GRAT FOR MARA WAGNE | D | .00 | |
| | SHARI WAGNER 2012 IRREVOCABLE TRUST | D | .00 | |

CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)

CONFIDENTIAL

DB-SDNY-0063733
SDNY_GM_00209917
EFTA01370730

📅 May 10, 2018 REDACTED

Read: Inquiry Regarding Account ██████, Client: LSJE LLC; Case No. 147864 - DUE MAY 17 [I]

From: Stewart Oldfield

To: Danya Friedman

Your message was read on Your message To: Stewart Oldfield Subject: Inquiry Regarding Account ██████ Client: LSJE LLC; Case No. 147864 - DUE MAY 17 [I] Sent: Thursday, May 10, 2018 3:41:38 PM (UTC-05:00) Eastern Time (US & Canada) Was read on Thursday, May 10.2018 3:42:07 PM (UTC-05:00) Eastern Time (US & Canada). CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0063735 SDNY_GM_00209919 EFTA01370731

Your message

was read on

Your message

To: Stewart Oldfield
Subject: Inquiry Regarding Account ██████ Client: LSJE LLC; Case No. 147864 - DUE MAY 17 [I]
Sent: Thursday, May 10, 2018 3:41:38 PM (UTC-05:00) Eastern Time (US & Canada)

Was read on Thursday, May 10.2018 3:42:07 PM (UTC-05:00) Eastern Time (US & Canada).

CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
CONFIDENTIAL

DB-SDNY-0063735
SDNY_GM_00209919
EFTA01370731

📅 Jul 7, 2018

RM0082289 Daily Deposit Report 20180707

From: dwhpbdw-batch@db.com

To: RM0082289@list.db.com

RM CODE 82289 07/06/18 LARGE, ZERO AND NEGATIVE BALANCES | ACCT # | NAME | CAT | BALANCE | OD AMOUNT | |--------|------|-----|---------|-----------| | 35269691 | JEFFREY EPSTEIN | N | 3,056,271.68 | | | 35270625 | NANCY AND MICHAEL DEVANE, | D | .00 | | | 35271687 | KATI WANEK-FORSYTHE | D | .00 | | | 35271695 | CAMERON WANEK | D | .00 | | | 35271716 | SHARI WAGNER | D | .00 | | | 40820206 | THE JOCKEY CLUB | N | 917,273.00 | | | 40821970 | THE JOCKEY CLUB SAFETY NET FOUNDATION | N | 269,259.9

RM CODE 82289 07/06/18

LARGE, ZERO AND NEGATIVE BALANCES

| ACCT # | NAME | CAT | BALANCE | OD AMOUNT |
|--------|------|-----|---------|-----------|
| 35269691 | JEFFREY EPSTEIN | N | 3,056,271.68 | |
| 35270625 | NANCY AND MICHAEL DEVANE, | D | .00 | |
| 35271687 | KATI WANEK-FORSYTHE | D | .00 | |
| 35271695 | CAMERON WANEK | D | .00 | |
| 35271716 | SHARI WAGNER | D | .00 | |
| 40820206 | THE JOCKEY CLUB | N | 917,273.00 | |
| 40821970 | THE JOCKEY CLUB SAFETY NET FOUNDATION | N | 269,259.94 | |
| 42811776 | THE GRAYSON JOCKEY CLUB | N | 352,591.86 | |
| 42909431 | EQUIBASE COMPANY | D | 416,829.37 | |
| 42952771 | SOUTHERN FINANCIAL LLC | D | 426,315.00 | |
| 42953424 | NEPTUNE, LLC | D | 294,860.55 | |
| 42953432 | HYPERION AIR, LLC | | 186,854.50 | |
| 42953467 | PLAN D, LLC | | 347,374.83 | |
| 42953475 | JEGE, LLC | | 293,228.13 | |
| 42953707 | DARREN K. INDYKE PLLC | | 214,533.40 | |
| 42953715 | HBRK ASSOCIATES, INC | | 197,080.81 | |
| 42953758 | NES, LLC | | 422,856.70 | |
| 42957978 | JSC INTERIORS LLC | | 122,066.82 | |
| 42959295 | LSJE, LLC | | 389,236.96 | |
| 42959324 | GRATITUDE AMERICA, LTD | N | 126,087.60 | |
| 42963550 | BLOOD-HORSE LLC | | 406,718.80 | |
| 42966807 | ZORRO MANAGEMENT, LLC | D | 148,797.12 | |
| 42967121 | PRYTANEE, LLC | D | 197,882.14 | |
| 42967287 | THE HAZE TRUST | D | 2,503,667.84 | |
| 42967447 | WANEK TRUST OF 2000 | D | .00 | |
| 42967703 | KATI WANEK-FORSYTHE 2015 GRAT | D | .00 | |
| 42970443 | KATI WANEK-FORSYTHE 2015 GRAT TR FOR | D | .00 | |
| 42970451 | SHARI WAGNER 2015 GRAT TRAVIS T. WAGN | D | .00 | |
| 42970478 | SHARI WAGNER 2015 GRAT FOR LEAH M | D | .00 | |
| 42970486 | KATI WANEK-FORSYTHE 2015 GRAT TR | D | .00 | |
| 42970494 | SHARI WAGNER 2015 GRAT FOR MARA WAGNE | D | .00 | |
| 42970507 | SHARI WAGNER 2012 IRREVOCABLE TRUST | D | .00 | |
| 42970646 | KATI WANEK- FORSYTHE 2012 IRREVOCABLE | D | .00 | |
| 42970670 | TODD R WANEK 2015 GRAT TRUST FOR CAME | D | .00 | |
| 42970689 | TODD R WANEK 2015 GRAT TRUST FOR | D | .00 | |
| 42970718 | RONALD & JOYCE WANEK IRREVOCABLE DYNA | D | .00 | |
| 44107301 | AXCIS INFORMATION NETWORK INC | M | 436,628.19 | |
| 44129244 | SOUTHERN TRUST COMPANY, INC. | M | 2,080,509.86 | |
| 44130552 | BUTTERFLY TRUST | M | 734,175.44 | |
| 44133251 | GRATITUDE AMERICA, LTD | M | 323,432.14 | |
| 44138714 | DARREN K. INDYKE PLLC - | M | 268,145.51 | |
| 77000949 | THE HAZE TRUST | D | 40,521,596.75 | |
| 77000957 | SOUTHERN FINANCIAL LLC | | 533,630.09 | |
| 77000965 | SOUTHERN TRUST COMPANY, INC. | | 102,761.56 | |
| 77001001 | SSW 2007 LLC | | 288,900.19 | |
| 77001028 | KWF 2007 LLC | | 254,889.67 | |
| 77001079 | SHARI WAGNER 2014 GRAT | D | 5,350,024.20 | |
| 77001087 | KATI FORSYTHE 2014 GRAT | | 253,361.83 | |
| 77001175 | TODD R. WANEK 2016 GRAT | D | 1,745,824.29 | |
| 77001183 | SHARI WAGNER 2016 GRAT | D | 1,482,028.29 | |
| 77001220 | CRW 2009 LLC | D | 253,324.68 | |
| 77001239 | GEW 2009 LLC | D | 253,334.05 | |
| RM | CODE 82289 | | | |
| 77001247 | KATI WANEK-FORSYTHE 2016 GRAT | D | 1,131,271.49 | |
| 77004659 | THE 2017 CATERPILLAR TRUST | D | 13,506,904.15 | |
| 77004843 | NOEL VOLPE AND MANDY JANE VOLPE JTWR | D | 180,948.50 | |
| 77004923 | STEVEN D. FORSYTHE | D | 150,166.01 | |
| 77004931 | CAITLIN A. FORSYTHE | D | 150,166.01 | |

CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)

CONFIDENTIAL

DB-SDNY-0063736
SDNY_GM_00209920

EFTA01370732

📅 Jul 13, 2018 REDACTED

RM0082289 Daily Deposit Report 20180713

From: ██████████████

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RM CODE 82289 07/12/18 LARGE, ZERO AND NEGATIVE BALANCES | ACCT # | NAME | CAT | BALANCE | |--------|------|-----|---------| | | JEFFREY EPSTEIN | N | 3,003,182.20 | | | NANCY AND MICHAEL DEVANE, | D | .00 | | | KATI WANEK-FORSYTHE | D | .00 | | | CAMERON WANEK | D | .00 | | | SHARI WAGNER | D | .00 | | | THE JOCKEY CLUB | N | 813,508.25 | | | THE JOCKEY CLUB SAFETY NET FOUNDATION | N | 257,275.81 | | | THE GRAYSON JOCKEY CLUB | N | 380,

RM CODE 82289

07/12/18

LARGE, ZERO AND NEGATIVE BALANCES

| ACCT # | NAME | CAT | BALANCE |
|--------|------|-----|---------|
|        | JEFFREY EPSTEIN | N | 3,003,182.20 |
|        | NANCY AND MICHAEL DEVANE, | D | .00 |
|        | KATI WANEK-FORSYTHE | D | .00 |
|        | CAMERON WANEK | D | .00 |
|        | SHARI WAGNER | D | .00 |
|        | THE JOCKEY CLUB | N | 813,508.25 |
|        | THE JOCKEY CLUB SAFETY NET FOUNDATION | N | 257,275.81 |
|        | THE GRAYSON JOCKEY CLUB | N | 380,175.99 |
|        | EQUIBASE COMPANY | D | 375,264.53 |
|        | SOUTHERN FINANCIAL LLC | D | 376,315.00 |
|        | NEPTUNE, LLC | D | 283,187.86 |
|        | HYPERION AIR, LLC | | 186,854.50 |
|        | PLAN D, LLC | | 347,374.83 |
|        | JEGE, LLC | | 293,228.13 |
|        | DARREN K. INDYKE PLLC | | 210,246.53 |
|        | HBRK ASSOCIATES, INC | | 186,280.28 |
|        | NES, LLC | | 389,090.10 |
|        | JSC INTERIORS LLC | | 122,066.82 |
|        | LSJE, LLC | | 376,406.66 |
|        | GRATITUDE AMERICA, LTD | N | 126,087.60 |
|        | BLOOD-HORSE LLC | | 308,626.55 |
|        | ZORRO MANAGEMENT, LLC | D | 148,797.12 |
|        | PRYTANEE, LLC | D | 197,882.14 |
|        | THE HAZE TRUST | D | 2,503,667.84 |
|        | WANEK TRUST OF 2000 | D | .00 |
|        | KATI WANEK-FORSYTHE 2015 GRAT | D | .00 |
|        | KATI WANEK-FORSYTHE 2015 GRAT TR FOR | D | .00 |
|        | SHARI WAGNER 2015 GRAT TRAVIS T. WAGN | D | .00 |
|        | SHARI WAGNER 2015 GRAT FOR LEAH M | D | .00 |
|        | KATI WANEK-FORSYTHE 2015 GRAT TR | D | .00 |
|        | SHARI WAGNER 2015 GRAT FOR MARA WAGNE | D | .00 |
|        | SHARI WAGNER 2012 IRREVOCABLE TRUST | D | .00 |
|        | KATI WANEK- FORSYTHE 2012 IRREVOCABLE | D | .00 |
|        | TODD R WANEK 2015 GRAT TRUST FOR CAME | D | .00 |
|        | TODD R WANEK 2015 GRAT TRUST FOR | D | .00 |
|        | RONALD & JOYCE WANEK IRREVOCABLE DYNA | D | .00 |
|        | AXCIS INFORMATION NETWORK INC | M | 436,628.19 |
|        | SOUTHERN TRUST COMPANY, INC. | M | 2,080,509.86 |
|        | BUTTERFLY TRUST | M | 734,175.44 |
|        | GRATITUDE AMERICA, LTD | M | 323,432.14 |
|        | DARREN K. INDYKE PLLC - | M | 268,145.51 |
|        | ASHLEY HOLDINGS INC | M | .00 |
|        | THE HAZE TRUST | D | 40,521,596.75 |
|        | SOUTHERN FINANCIAL LLC | | 533,630.09 |
|        | SOUTHERN TRUST COMPANY, INC. | | 102,761.56 |
|        | SSW 2007 LLC | | 288,900.19 |
|        | KWF 2007 LLC | | 254,889.67 |
|        | SHARI WAGNER 2014 GRAT | | 5,350,024.20 |
|        | KATI FORSYTHE 2014 GRAT | | 253,361.83 |
|        | TODD R. WANEK 2016 GRAT | D | 1,745,824.29 |
|        | SHARI WAGNER 2016 GRAT | D | 1,482,028.29 |
|        | CRW 2009 LLC | D | 253,324.68 |
| RM | CODE 82289 | | 07/12/18 |

| ACCT # | NAME | CAT | BALANCE | OD AMOUNT |
|--------|------|-----|---------|-----------|
|        | GEW 2009 LLC | D | 253,334.05 | |
|        | KATI WANEK-FORSYTHE 2016 GRAT | D | 1,131,271.49 | |
|        | THE 2017 CATERPILLAR TRUST | D | 13,506,904.15 | |
|        | NOEL VOLPE AND MANDY JANE VOLPE JTWR | D | 180,948.50 | |
|        | STEVEN D. FORSYTHE | D | 150,166.01 | |

CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)

CONFIDENTIAL

DB-SDNY-0063738
SDNY_GM_00209922

EFTA01370733

📅 Jul 14, 2018 REDACTED

RM0082289 Daily Deposit Report 20180714

From: ████████████

To: ████████████

RM CODE 82289 07/13/18 LARGE, ZERO AND NEGATIVE BALANCES | ACCT # | NAME | CAT | BALANCE | OD AMOUNT | |--------|------|-----|---------|-----------| | 35269691 | JEFFREY EPSTEIN | N | 3,000,799.41 | | | | NANCY AND MICHAEL DEVANE, | D | .00 | | | | KATI WANEK-FORSYTHE | D | .00 | | | | CAMERON WANEK | D | .00 | | | | SHARI WAGNER | D | .00 | | | | THE JOCKEY CLUB | N | 811,905.28 | | | | THE JOCKEY CLUB SAFETY NET FOUNDATION | N | 267,225.81 | | | | THE GRAYSON JOCKEY CLUB | N | 382,125.99 | |

RM CODE 82289 07/13/18

LARGE, ZERO AND NEGATIVE BALANCES

| ACCT # | NAME | CAT | BALANCE | OD AMOUNT |
|--------|------|-----|---------|-----------|
| 35269691 | JEFFREY EPSTEIN | N | 3,000,799.41 | |
| | NANCY AND MICHAEL DEVANE, | D | .00 | |
| | KATI WANEK-FORSYTHE | D | .00 | |
| | CAMERON WANEK | D | .00 | |
| | SHARI WAGNER | D | .00 | |
| | THE JOCKEY CLUB | N | 811,905.28 | |
| | THE JOCKEY CLUB SAFETY NET FOUNDATION | N | 267,225.81 | |
| | THE GRAYSON JOCKEY CLUB | N | 382,125.99 | |
| | EQUIBASE COMPANY | D | 370,762.63 | |
| | SOUTHERN FINANCIAL LLC | D | 376,315.00 | |
| | NEPTUNE, LLC | D | 283,129.32 | |
| | HYPERION AIR, LLC | | 186,854.50 | |
| | PLAN D, LLC | | 347,374.83 | |
| 42953475 | JEGE, LLC | | 293,228.13 | |
| | DARREN K. INDYKE PLLC | | 210,173.18 | |
| | HBRK ASSOCIATES, INC | | 186,210.61 | |
| | NES, LLC | | 389,026.20 | |
| | JSC INTERIORS LLC | | 121,996.47 | |
| 42959295 | LSJE, LLC | | 205,628.62 | |
| | GRATITUDE AMERICA, LTD | N | 126,087.60 | |
| | BLOOD-HORSE LLC | | 352,322.03 | |
| 42966807 | ZORRO MANAGEMENT, LLC | D | 148,741.08 | |
| | PRYTANEE, LLC | D | 197,882.14 | |
| | THE HAZE TRUST | | 2,503,667.84 | |
| | WANEK TRUST OF 2000 | D | .00 | |
| | KATI WANEK-FORSYTHE 2015 GRAT | D | .00 | |
| | KATI WANEK-FORSYTHE 2015 GRAT TR FOR | D | .00 | |
| | SHARI WAGNER 2015 GRAT TRAVIS T. WAGN | D | .00 | |
| | SHARI WAGNER 2015 GRAT FOR LEAH M | D | .00 | |
| | KATI WANEK-FORSYTHE 2015 GRAT TR | D | .00 | |
| | SHARI WAGNER 2015 GRAT FOR MARA WAGNE | D | .00 | |
| | SHARI WAGNER 2012 IRREVOCABLE TRUST | D | .00 | |
| | KATI WANEK- FORSYTHE 2012 IRREVOCABLE | D | .00 | |
| | TODD R WANEK 2015 GRAT TRUST FOR CAME | D | .00 | |
| | TODD R WANEK 2015 GRAT TRUST FOR | D | .00 | |
| | RONALD & JOYCE WANEK IRREVOCABLE DYNA | D | .00 | |
| | AXCIS INFORMATION NETWORK INC | M | 436,628.19 | |
| 44129244 | SOUTHERN TRUST COMPANY, INC. | M | 2,080,509.86 | |
| | BUTTERFLY TRUST | M | 734,175.44 | |
| | GRATITUDE AMERICA, LTD | M | 323,432.14 | |
| | DARREN K. INDYKE PLLC - | M | 268,145.51 | |
| | ASHLEY HOLDINGS INC | M | .00 | |
| | THE HAZE TRUST | D | 40,521,596.75 | |
| | SOUTHERN FINANCIAL LLC | | 533,630.09 | |
| 77000965 | SOUTHERN TRUST COMPANY, INC. | | 102,761.56 | |
| | SSW 2007 LLC | | 288,900.19 | |
| | KWF 2007 LLC | | 254,889.67 | |
| | SHARI WAGNER 2014 GRAT | | 5,350,024.20 | |
| | KATI FORSYTHE 2014 GRAT | | 253,361.83 | |
| | TODD R. WANEK 2016 GRAT | D | 1,745,824.29 | |
| | SHARI WAGNER 2016 GRAT | D | 1,482,028.29 | |
| | CRW 2009 LLC | D | 253,324.68 | |
| RM | CODE 82289 | | 07/13/18 | |
| | GEW 2009 LLC | D | 253,334.05 | |
| | KATI WANEK-FORSYTHE 2016 GRAT | D | 1,131,271.49 | |
| | THE 2017 CATERPILLAR TRUST | D | 13,506,904.15 | |
| | NOEL VOLPE AND MANDY JANE VOLPE JTWR | D | 180,948.50 | |
| | STEVEN D. FORSYTHE | D | 150,166.01 | |

CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)

CONFIDENTIAL

DB-SDNY-0063740
SDNY_GM_00209924
EFTA01370734

📅 Jul 21, 2018 REDACTED

RM0082289 Daily Deposit Report 20180721

From: Unknown

<table><tr><th>RM</th><th>CODE 82289</th><th></th><th>07/20/18</th><th></th></tr><tr><td></td><td>LARGE, ZERO AND NEGATIVE</td><td></td><td>BALANCES</td><td></td></tr><tr><td>ACCT #</td><td>NAME</td><td>CAT</td><td>BALANCE</td><td>OD AMOUNT</td></tr><tr><td>35269691</td><td>JEFFREY EPSTEIN</td><td>N</td><td>1,838,291.07</td><td></td></tr><tr><td></td><td>NANCY AND MICHAEL DEVANE,</td><td>D</td><td>.00</td><td></td></tr><tr><td></td><td>KATI WANEK-FORSYTHE</td><td>D</td><td>.00</td><td></td></tr>

<table><tr><th>RM</th><th>CODE 82289</th><th></th><th>07/20/18</th><th></th></tr><tr><td></td><td>LARGE, ZERO AND NEGATIVE</td><td></td><td>BALANCES</td><td></td></tr><tr><td>ACCT #</td><td>NAME</td><td>CAT</td><td>BALANCE</td><td>OD AMOUNT</td></tr><tr><td>35269691</td><td>JEFFREY EPSTEIN</td><td>N</td><td>1,838,291.07</td><td></td></tr><tr><td></td><td>NANCY AND MICHAEL DEVANE,</td><td>D</td><td>.00</td><td></td></tr><tr><td></td><td>KATI WANEK-FORSYTHE</td><td>D</td><td>.00</td><td></td></tr><tr><td></td><td>CAMERON WANEK</td><td>D</td><td>.00</td><td></td></tr><tr><td></td><td>SHARI WAGNER</td><td>D</td><td>.00</td><td></td></tr><tr><td></td><td>THE JOCKEY CLUB</td><td>N</td><td>633,545.70</td><td></td></tr><tr><td></td><td>THE JOCKEY CLUB SAFETY NET FOUNDATION</td><td>N</td><td>249,025.81</td><td></td></tr><tr><td></td><td>THE GRAYSON JOCKEY CLUB</td><td>N</td><td>420,897.29</td><td></td></tr><tr><td></td><td>EQUIBASE COMPANY</td><td>D</td><td>858,436.48</td><td></td></tr><tr><td></td><td>SOUTHERN FINANCIAL LLC</td><td>D</td><td>376,315.00</td><td></td></tr><tr><td></td><td>NEPTUNE, LLC</td><td>D</td><td>264,829.94</td><td></td></tr><tr><td></td><td>PLAN D, LLC</td><td></td><td>347,374.83</td><td></td></tr><tr><td>42953475</td><td>JEGE, LLC</td><td></td><td>293,228.13</td><td></td></tr><tr><td></td><td>DARREN K. INDYKE PLLC</td><td></td><td>166,067.32</td><td></td></tr><tr><td></td><td>HBRK ASSOCIATES, INC</td><td></td><td>180,158.18</td><td></td></tr><tr><td></td><td>NES, LLC</td><td></td><td>343,264.15</td><td></td></tr><tr><td></td><td>JSC INTERIORS LLC</td><td></td><td>117,037.42</td><td></td></tr><tr><td>42959295</td><td>LSJE, LLC</td><td></td><td>501,905.54</td><td></td></tr><tr><td></td><td>GRATITUDE AMERICA, LTD</td><td></td><td>126,087.60</td><td></td></tr><tr><td></td><td>BLOOD-HORSE LLC</td><td>D</td><td>181,338.91</td><td></td></tr><tr><td></td><td>PRYTANEE, LLC</td><td></td><td>197,882.14</td><td></td></tr><tr><td></td><td>THE HAZE TRUST</td><td>D</td><td>2,503,667.84</td><td></td></tr><tr><td></td><td>WANEK TRUST OF 2000</td><td>D</td><td>.00</td><td></td></tr><tr><td></td><td>KATI WANEK-FORSYTHE 2015 GRAT</td><td>D</td><td>.00</td><td></td></tr><tr><td></td><td>KATI WANEK-FORSYTHE 2015 GRAT TR FOR</td><td>D</td><td>.00</td><td></td></tr><tr><td></td><td>SHARI WAGNER 2015 GRAT TRAVIS T. WAGN</td><td>D</td><td>.00</td><td></td></tr><tr><td></td><td>SHARI WAGNER 2015 GRAT FOR LEAH M</td><td>D</td><td>.00</td><td></td></tr><tr><td></td><td>KATI WANEK-FORSYTHE 2015 GRAT TR</td><td>D</td><td>.00</td><td></td></tr><tr><td></td><td>SHARI WAGNER 2015 GRAT FOR MARA WAGNE</td><td>D</td><td>.00</td><td></td></tr><tr><td></td><td>SHARI WAGNER 2012 IRREVOCABLE TRUST</td><td>D</td><td>.00</td><td></td></tr><tr><td></td><td>KATI WANEK- FORSYTHE 2012 IRREVOCABLE</td><td>D</td><td>.00</td><td></td></tr><tr><td></td><td>TODD R WANEK 2015 GRAT TRUST FOR CAME</td><td>D</td><td>.00</td><td></td></tr><tr><td></td><td>TODD R WANEK 2015 GRAT TRUST FOR</td><td>D</td><td>.00</td><td></td></tr><tr><td></td><td>RONALD & JOYCE WANEK IRREVOCABLE DYNA</td><td>D</td><td>.00</td><td></td></tr><tr><td></td><td>AXCIS INFORMATION NETWORK INC.</td><td>M</td><td>436,628.19</td><td></td></tr><tr><td></td><td>SOUTHERN TRUST COMPANY, INC.</td><td>M</td><td>2,057,509.86</td><td></td></tr><tr><td></td><td>BUTTERFLY TRUST</td><td>M</td><td>734,175.44</td><td></td></tr><tr><td></td><td>GRATITUDE AMERICA, LTD</td><td>M</td><td>323,432.14</td><td></td></tr><tr><td></td><td>DARREN K. INDYKE PLLC -</td><td>M</td><td>268,145.51</td><td></td></tr><tr><td></td><td>ASHLEY HOLDINGS INC</td><td>M</td><td>.00</td><td></td></tr><tr><td></td><td>THE HAZE TRUST</td><td>D</td><td>40,521,596.75</td><td></td></tr><tr><td></td><td>SOUTHERN FINANCIAL LLC</td><td></td><td>533,630.09</td><td></td></tr><tr><td></td><td>SOUTHERN TRUST COMPANY, INC.</td><td></td><td>102,761.56</td><td></td></tr><tr><td></td><td>SSW 2007 LLC</td><td></td><td>1,828,571.41</td><td></td></tr><tr><td></td><td>KWF 2007 LLC</td><td></td><td>279,684.18</td><td></td></tr><tr><td></td><td>SHARI WAGNER 2014 GRAT</td><td></td><td>5,350,024.20</td><td></td></tr><tr><td></td><td>KATI FORSYTHE 2014 GRAT</td><td>D</td><td>278,156.34</td><td></td></tr><tr><td></td><td>TODD R. WANEK 2016 GRAT</td><td></td><td>1,745,824.29</td><td></td></tr><tr><td></td><td>SHARI WAGNER 2016 GRAT</td><td>D</td><td>1,482,028.29</td><td></td></tr><tr><td></td><td>CRW 2009 LLC</td><td>D</td><td>253,324.68</td><td></td></tr><tr><td></td><td>GEW 2009 LLC</td><td>D</td><td>253,334.05</td><td></td></tr><tr><td></td><td>KATI WANEK-FORSYTHE 2016 GRAT</td><td>D</td><td>1,131,271.49</td><td></td></tr><tr><td>RM</td><td>CODE 82289</td><td></td><td>07/20/18</td><td></td></tr><tr><td colspan="4">LARGE, ZERO AND NEGATIVE BALANCES</td><td></td></tr><tr><td>ACCT #</td><td>NAME</td><td>CAT</td><td>BALANCE</td><td>OD AMOUNT</td></tr><tr><td></td><td>THE 2017 CATERPILLAR TRUST</td><td>D</td><td>13,506,904.15</td><td></td></tr><tr><td></td><td>STEVEN D. FORSYTHE</td><td>D</td><td>150,166.01</td><td></td></tr><tr><td></td><td>CAITLIN A. FORSYTHE</td><td>D</td><td>150,166.01</td><td></td></tr><tr><td></td><td>KATI WANEK-FORSYTHE</td><td>D</td><td>.00</td><td></td></tr><tr><td></td><td>KATI WANEK-FORSYTHE 2015 GRAT TR FOR</td><td>D</td><td>.00</td><td></td></tr></table>

CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)

CONFIDENTIAL

DB-SDNY-0063742
SDNY_GM_00209926
EFTA01370735

📅 Sep 7, 2018 REDACTED

Your KYC has been rejected

From: Kshitij Golani

Your KYC has been rejected. Case #: 01977698 Relationship: SOUTHERN FINANCIAL RELATIONSHIP Customer Name: Customer Number: Reason for Rejection:1) P ease provide ID for Louella. 2) Please provide full signing authority document for - Neptune LLC. 3) Please re-run research for Jeffrey Epstein & Erike Kellerhals - with the country as Virgin Islands, US. 4) The google search for Darren Indyke has a few negative articles regarding Jeffrey Epstein's foundation and also has court cases against Je

Your KYC has been rejected.

Case #: 01977698
Relationship: SOUTHERN FINANCIAL RELATIONSHIP
Customer Name:
Customer Number:

Reason for Rejection:1) P ease provide ID for Louella.
2) Please provide full signing authority document for

- Neptune LLC.
3) Please re-run research for Jeffrey Epstein & Erike Kellerhals

- with the country as Virgin Islands,
US.

4) The google search for Darren Indyke has a few negative articles regarding Jeffrey Epstein's foundation and also has court cases against Jeffrey Epstein. Please address them under section 4D "Please summarize any negative results from the database searches indicated above:"

5) Please indicate where we can locate the IDS for Darren Indyke and Richard D Kahn.

6) Please provide the FinCEN COD Form.

7) Due to recent DS Force enhancements, all structured country fields (i.e., those converted to drop downs and multi pick lists) must be populated in the KYC wizard. Please ensure these fields are completed for all KYC parties.

8) Please explain in detail the purpose of each account. You can add this in the "what is the purpose

- of the account.

9) Please provide SOw verification.

To view the KYC click here https:

CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
CONFIDENTIAL

DB-SDNY-0063744
SDNY_GM_00209928
EFTA01370736

📅 Jul 23, 2018

Re: CDD Forms and Prytanee certificate of good standing [Cl

From: Darren Indyke

To: Bradley Gillin

Please see attache STC's CDD form and the Cert of Good Standing for Prytanee. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0063745 SDNY_GM_00209929 EFTA01370737

Please see attache STC's CDD form and the Cert of Good Standing for Prytanee.

CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
CONFIDENTIAL

DB-SDNY-0063745
SDNY_GM_00209929
EFTA01370737

📅 Jul 23, 2018

FW: COD Forms and Prytanee certificate of good standing ICI [I]

From: Bradley Gillin

To: Vijay-A Sawant

Vijay. Sec below and attached. - COGS for Prytanee - FinCEN Form for Southern Trust Company, Inc (signature verified) Thanks. Regards, Brad

Vijay.
Sec below and attached.

- COGS for Prytanee

- FinCEN Form for Southern Trust Company, Inc (signature verified)

Thanks.

Regards,
Brad

📅 Jul 24, 2018

RE: CDD Forms and Prytanee certificate of good standing ICI III

From: Bradley Gillin

To: Vijay-A Sawant

Vijay, See attached newer version of the FinCEN forms – the correct SS# were updated. Regards, Brad Bradley Gillin Vice President Deutsche Bank Wealth Management 345 Park Avenue, 24th Fl New York, NY 10154 Tel. (212) 454-1130 Fax (646) 736-0721 Email Securities offered through Deutsche Bank Securities Inc.

Vijay,
See attached newer version of the FinCEN forms – the correct SS# were updated.

Regards,
Brad

Bradley Gillin
Vice President
Deutsche Bank Wealth Management
345 Park Avenue, 24th Fl
New York, NY 10154
Tel. (212) 454-1130
Fax (646) 736-0721
Email

Securities offered through Deutsche Bank Securities Inc.

📅 Jul 17, 2018

(no subject)

From: Stewart Oldfield

To: Darren Indyke

CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0063746 SDNY_GM_00209930 EFTA01370738

CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
CONFIDENTIAL

DB-SDNY-0063746
SDNY_GM_00209930
EFTA01370738

📅 Jul 23, 2018

(no subject)

From: Bradley Gillin

To: Darren Indyke

Classification: Confidential Hi Darren, A FinCEN CDD form is required for Southern Trust Company. Inc. We initially thought the form would not be required for this type of entity- apologies. You are an authorized signer on this account. Also, to follow up on below, we require a certificate of good standing (within 6 months) for Prytance. Thank you. Regards, Brad Bradley Gillin Vice President Deutsche Bank Wealth Management 345 Park Avenue, 24th Fl New York, NY 10154 Tel.: Fax: Email: Se

Classification: Confidential

Hi Darren,

A FinCEN CDD form is required for Southern Trust Company. Inc. We initially thought the form would not be required for this type of entity- apologies. You are an authorized signer on this account.

Also, to follow up on below, we require a certificate of good standing (within 6 months) for Prytance.

Thank you.

Regards,
Brad

Bradley Gillin
Vice President
Deutsche Bank Wealth Management
345 Park Avenue, 24th Fl
New York, NY 10154
Tel.: 
Fax: 
Email:

Securities offered through Deutsche Bank Securities Inc.

📅 Jul 16, 2018 REDACTED

Re: CDD Forms and Prytanee certificate of good standing

From: Darren Indyke

To: Stewart Oldfield

Stewart, We sent these to you over a month ago and asked whether you needed originals. We have discarded the hard copies. If they need to be re-executed, please re-send form and we will have them re-executed and notarized. DARREN K. INDYKE DARREN K. INDYKE, PLLC 575 Lexington Avenue, 4th Floor New York, New York 10022 Telepho█████████████ Telecop█████████████ Mobile: █████████████ email: █████████████ The information contained in this communication is confidential, may be attorney-client priv

Stewart,

We sent these to you over a month ago and asked whether you needed originals. We have discarded the hard copies. If they need to be re-executed, please re-send form and we will have them re-executed and notarized.

DARREN K. INDYKE
DARREN K. INDYKE, PLLC
575 Lexington Avenue, 4th Floor
New York, New York 10022
Telepho█████████████
Telecop█████████████
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