📅 Nov 14, 2018 REDACTED

RE: KYC

From: Jeana Milligan

To: Stewart Oldfield, Bradley Gillin

Thank you. I have updated accordingly and this case is now approved. Regards, Jeana Jeana Milligan Associate Regulation, Compliance and Anti-Financial Crime Deutsche Bank Americas 5201 Gate Parkway, 32256 Jacksonville, FL, USA Tel: ██████████████████ Email: ██████████████████ #Positive Impact

Thank you. I have updated accordingly and this case is now approved.

Regards,

Jeana

Jeana Milligan

Associate

Regulation, Compliance and Anti-Financial Crime

Deutsche Bank Americas

5201 Gate Parkway, 32256 Jacksonville, FL, USA

Tel: ██████████████████
Email: ██████████████████

#Positive Impact

📅 Dec 19, 2018

Epstein

From: Stewart Oldfield

To: Samantha Harm, Mamie Holland

EFTA01417120

EFTA01417120

📅 Feb 11, 2019

Boods to sell

From: Richard Kahn

To: Liam Osullivan

can you please obtain pricing to sell these positions.. thank you Southern Trust Co. - Fixed Income (DB) Buckeye Partners Fixed to Float 6.375% Callable 1/22/23 1,000,000 Southern Financial LLC - Fixed Income (DB) Deutsche Bank AG 4.875% exp 12/1/2032 1,000,000 Deutsche Bank AG 4.296% exp 5/24/2028 EFTA01417135 1,000,000 General Electric Co GTD Fixed to Float 4.0% Dec 15 2065 2,469,000 Southern Cal Edison 6.25% Dec 31 2049 3,000,000 Richard Kahn HBRK Associates Inc. 575 Lexington A

can you please obtain pricing to sell these positions.. thank you

Southern Trust Co. - Fixed Income (DB)

Buckeye Partners Fixed to Float 6.375% Callable 1/22/23

1,000,000

Southern Financial LLC - Fixed Income (DB)

Deutsche Bank AG 4.875% exp 12/1/2032

1,000,000

Deutsche Bank AG 4.296% exp 5/24/2028

EFTA01417135

1,000,000

General Electric Co GTD Fixed to Float 4.0% Dec 15 2065

2,469,000

Southern Cal Edison 6.25% Dec 31 2049

3,000,000

Richard Kahn
HBRK Associates Inc.
575 Lexington Avenue 4th Floor
New <u>York, NY 10022</u>
tel
fax
cel

This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden.

Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures.

Deutsche Bank does not render legal or tax advice, and the information

EFTA01417136

contained in this communication should not be regarded as such.

📅 Feb 11, 2019

RE: Boods to sell [C]

From: Liam Osullivan

To: Richard Kahn

Rich, The indicative bids are: | BPL 601/22/78 | 118230ASO | 1mm | 85.75 | |-|-|-|-| | DB 412/01/32 | 251526BN8 | 1mm | 81.35 | | DB 4.296 05/24/28 | 251525AM3 | 1mm | 86.70 | | GE 4 PERP | 369604BM4 | 2,469m | 68.50 | | EIX 6PERP | 842400FU2 | 3mm | 93.50 | Thank you, Liam __________________________________________________________________________________ EFTA01417133 {https://brandportal.intranet.db.com/img/modules/logogrey.gif} Li

Rich,

The indicative bids are:

| BPL 601/22/78     | 118230ASO   | 1mm    | 85.75   |
|-|-|-|-|
| DB 412/01/32      | 251526BN8   | 1mm    | 81.35   |
| DB 4.296 05/24/28 | 251525AM3   | 1mm    | 86.70   |
| GE 4 PERP         | 369604BM4   | 2,469m | 68.50   |
| EIX 6PERP         | 842400FU2   | 3mm    | 93.50   |

Thank you,

Liam
__________________________________________________________________________________

EFTA01417133

{https://brandportal.intranet.db.com/img/modules/logogrey.gif}

Liam O'Sullivan
Investments & Trading I Institutional Wealth Partners

DB Securities Inc
Deutsche Bank Wealth Management
345 <u>Park Avenue. New</u> York, NY 10154-0004, USA
Tel.
Mobile
Email

Visit us: http://deutschewealth.com.

{https://brandportal.intranet.db.com/img/modules/positive_impact_ENG.gif}

IWP products and services are intended for and available only to sophisticated, experienced investors who qualify as "institutional accounts" under FINRA Rule 4512(c)(3), and are capable of evaluating the investment benefits and risks of, and exercising independent judgment in evaluating and determining whether to enter into, sophisticated trading strategies and financial transactions. Transactions are subject to relevant internal approvals of Deutsche Bank or its affiliates prior to execution, and no transaction, idea or opportunity discussed herein may be executed unless you are a client of Deutsche Bank and of the Institutional Wealth Partners group (IWP).

Material herein regarding IWP products, investment ideas and solutions is for discussion purposes only. While brokerage services offered through the IWP Americas desk may include investment recommendations and brokerage advice, IWP does not provide investment management or investment advisory services, and private market opportunities and other products and services available through IWP are offered only on a non-advisory basis.

This communication is confidential and personal to you, solely for your information and for discussion purposes only, and does not create any legally binding obligation. Reproduction or distribution of any material herein without our written consent is strictly forbidden.

📅 Feb 11, 2019

RE: Boods to sell [C]

From: Liam Osullivan

To: Richard Kahn, Darren Indyke

Darren and Rich, So far we have sold 3 of the bonds. We are still working on the remaining 2 positions. TRADE DATE STLMNT DATE BUY/SELL QUANTITY <u>>;</u> EFTA01417128 SEC. DESCRIPTION CUSIP PRICE PRINCIPAL INTEREST FEES TRANS. CCY NET AMT. (TRANS. CCY) 2/11/2019 2/13/2019 SELL -1,000,000.0000 DEUTSCHE BANK AG NTS ISIN#US251525AM33 4.296% 05/24/28 B/E DTD 05/24/13 CLB 251525AM3 87.84800000 878,480.00 -9,427.33 6.00 USD 887,901.33 2/11/2019 2/13/2019 SELL -1,000,000.0000

Darren and Rich,

So far we have sold 3 of the bonds. We are still working on the remaining 2 positions.

TRADE DATE
STLMNT DATE
BUY/SELL
QUANTITY

<u>>;</u> EFTA01417128

SEC. DESCRIPTION

CUSIP

PRICE

PRINCIPAL

INTEREST

FEES

TRANS. CCY

NET AMT.
(TRANS. CCY)

2/11/2019

2/13/2019

SELL

-1,000,000.0000

DEUTSCHE BANK AG NTS ISIN#US251525AM33 4.296% 05/24/28 B/E DTD 05/24/13 CLB 251525AM3

87.84800000

878,480.00

-9,427.33

6.00

USD

887,901.33

2/11/2019

2/13/2019

SELL

-1,000,000.0000

EFTA01417129

DEUTSCHE BK AG N Y BRH VAR ISIN#US251526BN89 4.875% 12/01/32 B/E DTD 12/01/17 CLB

251526BN8

81.35000000

813,500.00

-9,750.00

6.00

USD

823,244.00

TRADE DATE

STLMNT DATE

BUY/SELL

QUANTITY

SEC. DESCRIPTION

CUSIP

PRICE

PRINCIPAL

INTEREST

FEES

TRANS. CCY

NET AMT.

(TRANS. CCY)

2/11/2019

2/13/2019

SELL

-1,000,000.0000

EFTA01417130

BUCKEYE PARTNERS L P FIXED TO FLTG RATE NT 6.375% 01/22/78 B/E DTD 01/22/18 CLB

| 118230ASO |
|-|
| 85.75000000 |
| 857,500.00 |
| -3,718.75 |
| 6.00 |
| USD |
| 861,212.75 |

Prepared on 02/11/2019 Source: Pershing NetX 360 Unofficial trade confirmations use information from sources that the firm believes to be reliable, but Deutsche Bank Securities Inc. cannot guarantee the accuracy of this information, or the reliability of these sources. Please refer to your official account statements and confirmations for all trade information

Also, the following positions were transferred from the SFLLC account to TD Ameritrade today:

- 5,000 BABA

3,000 GOOG

- 1,000 AMZN

- 2,095 BIIB

25,000 CVNA

25,000 KPTI

15,000 UTX

Thank you,

EFTA01417131

Liam

{https://brandportal.intranet.db.com/img/modules/logogrey.gif}

Liam O'Sullivan
Investments & Trading I Institutional Wealth Partners

DB Securities Inc
Deutsche Bank Wealth Management
345 <u>Park Avenue. New</u> York, NY 10154-0004, USA
Tel.
Mobile
Email

Visit us: http://deutschewealth.com.

{https://brandportal.intranet.db.com/img/modules/positive_impact_ENG.gif}

IWP products and services are intended for and available only to sophisticated, experienced investors who qualify as "institutional accounts" under FINRA Rule 4512(c)(3), and are capable of evaluating the investment benefits and risks of, and exercising independent judgment in evaluating and determining whether to enter into, sophisticated trading strategies and financial transactions. Transactions are subject to relevant internal approvals of Deutsche Bank or its affiliates prior to execution, and no transaction, idea or opportunity discussed herein may be executed unless you are a client of Deutsche Bank and of the Institutional Wealth Partners group (IWP).

Material herein regarding IWP products, investment ideas and solutions is for discussion purposes only. While brokerage services offered through the IWP Americas desk may include investment recommendations and brokerage advice, IWP does not provide investment management or investment advisory services, and private market opportunities and other products and services available through IWP are offered only on a non-advisory basis.

This communication is confidential and personal to you, solely for your information and for discussion purposes only, and does not create any legally binding obligation. Reproduction or distribution of any material herein without our written consent is strictly forbidden.

📅 Feb 11, 2019

RE: Boods to sell [C]

From: Liam Osullivan

To: Richard Kahn, Darren Indyke

Darren and Rich, The remaining 2 positions have been sold. I have also included the 2 small FX trades. TRADE DATE STLMNT DATE BUY/SELL QUANTITY SEC. DESCRIPTION CUSIP PRICE PRINCIPAL INTEREST FEES TRANS. CCY NET AMT. (TRANS. CCY) 2/11/2019 2/13/2019 BUY < EFTA01417124 49.0000 JAPANESE YEN CURRENCY JPY999993 110.34950000 -0.44 0.00 0.00 USD -0.44 2/11/2019 2/13/2019 BUY 42.5700 EURO CURRENCY EUR999995 1.12830000 -48.03 0.00 0.00 USD -48.03 | 2/11/2019 |

Darren and Rich,

The remaining 2 positions have been sold. I have also included the 2 small FX trades.

TRADE DATE

STLMNT DATE

BUY/SELL

QUANTITY

SEC. DESCRIPTION

CUSIP

PRICE

PRINCIPAL

INTEREST

FEES

TRANS. CCY

NET AMT.

(TRANS. CCY)

2/11/2019

2/13/2019

BUY

< EFTA01417124

49.0000

JAPANESE YEN CURRENCY

JPY999993

110.34950000

-0.44

0.00

0.00

USD

-0.44

2/11/2019

2/13/2019

BUY

42.5700

EURO CURRENCY

EUR999995

1.12830000

-48.03

0.00

0.00

USD

-48.03

| 2/11/2019    |
|-|
| 2/13/2019    |
| SELL         |

EFTA01417125

-2,469,000.0000

| GENERAL ELEC CO GTD FXD-TO-FLTG RT NON-CUMULATIVE PERPETUAL PREFERRED<br />4.000% 12/03/65 REG DTD 12/03/15 CLB   |
|-|
| 369604BM4                                                                                                         |
| 68.50000000                                                                                                       |
| 1,691,265.00                                                                                                      |
| -15,911.33                                                                                                        |
| 6.00                                                                                                              |
| USD                                                                                                               |
| 1,707,170.33                                                                                                      |
| 2/11/2019                                                                                                         |
| 2/13/2019                                                                                                         |
| SELL                                                                                                              |
| -3,000,000.0000                                                                                                   |
| SOUTHERN CALIF EDISON CO PREF SER E 6.250% 01/17/62 B/E DTD 01/17/12 CLB                                          |
| 842400FU2                                                                                                         |
| 93.50000000                                                                                                       |
| 2,805,000.00                                                                                                      |
| -6,250.00                                                                                                         |
| 6.00                                                                                                              |
| USD                                                                                                               |
| 2,811,244.00                                                                                                      |

Prepared on 02/11/2019 Source: Pershing NetX 360 Unofficial trade confirmations use information from sources that the firm believes to be reliable, but Deutsche Bank Securities Inc. cannot guarantee the accuracy of this information, or the reliability of these sources. Please refer to your official account statements and confirmations for all

EFTA01417126

trade information

Thank you,

Liam

_________________________________________________________________________________

{https://brandportal.intranet.db.com/img/modules/logogrey.gif}

Liam O'Sullivan

Investments & Trading I Institutional Wealth Partners

DB Securities Inc Deutsche Bank <u>Wealth</u> Management 345 <u>Park Avenue, New</u> York, NY 10154-0004, USA
Tel.
Mobile
Email

Visit us: http://deutschewealth.com.

{https://brandportal.intranet.db.com/img/modules/positive_impact_ENG.gif}

IWP products and services are intended for and available only to sophisticated, experienced investors who qualify as "institutional accounts" under FINRA Rule 4512(c)(3), and are capable of evaluating the investment benefits and risks of, and exercising independent judgment in evaluating and determining whether to enter into, sophisticated trading strategies and financial transactions. Transactions are subject to relevant internal approvals of Deutsche Bank or its affiliates prior to execution, and no transaction, idea or opportunity discussed herein may be executed unless you are a client of Deutsche Bank and of the Institutional Wealth Partners group (IWP).

Material herein regarding IWP products, investment ideas and solutions is for discussion purposes only. While brokerage services offered through the IWP Americas desk may include investment recommendations and brokerage advice, IWP does not provide investment management or investment advisory services, and private market opportunities and other products and services

EFTA01417127

available through IWP are offered only on a non-advisory basis.

This communication is confidential and personal to you, solely for your information and for discussion purposes only, and does not create any legally binding obligation. Reproduction or distribution of any material herein without our written consent is strictly forbidden.

📅 Mar 23, 2019

Re:

From: Richard Kahn

To: Stewart Oldfield

Ok. Thank you. I believe we are done with this exercise. Thanks. Richard Kahn HBRK Associates Inc. 575 Lexington Avenue, 4th Floor <u>New York. NY 10022</u> On Mar 23, 2019, at 3:17 PM, Stewart Oldfield wrote: There was no discussion of any names. Not even the name of the trust. Thanks Stewart Oldfield, CFA, CAIA Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management <u>345 Park Avenue, New</u> York, NY 10154 Email Securities offered through Deutsche Bank Securities Inc. On

Ok. Thank you. I believe we are done with this exercise. Thanks.

Richard Kahn
HBRK Associates Inc.
575 Lexington Avenue, 4th Floor
<u>New York. NY 10022</u>

On Mar 23, 2019, at 3:17 PM, Stewart Oldfield
wrote:

There was no discussion of any names. Not even the name of the trust. Thanks

Stewart Oldfield, CFA, CAIA

Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management <u>345 Park Avenue, New</u> York, NY 10154

Email

Securities offered through Deutsche Bank Securities Inc.

On Mar 23, 2019, at 12:45 PM, Richard Kahn wrote:

please confirm you did not disclose mr epstein's name when speaking with banker thank you

Richard Kahn
HBRK Associates Inc.
575 Lexington Avenue, 4th Floor
New York. NY 10022

EFTA01417138

This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden.

Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures.

Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such.

EFTA01417139

📅 Apr 18, 2019 REDACTED

RM0082289 Daily Deposit Report 20190418

From: ██████████████████████████

To: █████████████████████

Subject: RM0082289 Daily Deposit Report 20190418 From: ██████████████████████████ Date: Thu, 18 Apr 2019 01:45:54 -0400 To: █████████████████████ RM CODE 82289 04/17/19 <table><tr><th>AND</th><th>N</th></tr><tr><td>JEFFREY EPSTEIN</td><td>N</td></tr><tr><td>NANCY AND MICHAEL DEVANE,</td><td>D</td></tr><tr><td>ALI RASHID</td><td>D</td></tr><tr><td>MARA WAGNER</td><td>D</td></tr><tr><td>LEAH KUBIS</td><td>D</td></tr><tr><td>THE JOCKEY CLUB</td><td>N</td></tr><tr><td>THE JOCKEY CLUB SAFETY NET

Subject: RM0082289 Daily Deposit Report 20190418
From: ██████████████████████████
Date: Thu, 18 Apr 2019 01:45:54 -0400
To: █████████████████████

RM CODE

82289

04/17/19

<table><tr><th>AND</th><th>N</th></tr><tr><td>JEFFREY EPSTEIN</td><td>N</td></tr><tr><td>NANCY AND MICHAEL DEVANE,</td><td>D</td></tr><tr><td>ALI RASHID</td><td>D</td></tr><tr><td>MARA WAGNER</td><td>D</td></tr><tr><td>LEAH KUBIS</td><td>D</td></tr><tr><td>THE JOCKEY CLUB</td><td>N</td></tr><tr><td>THE JOCKEY CLUB SAFETY NET FOUNDATION</td><td>N</td></tr><tr><td>THE GRAYSON JOCKEY CLUB</td><td>N</td></tr><tr><td>EQUIBASE COMPANY</td><td>D</td></tr><tr><td>NEPTUNE, LLC</td><td>[ ]</td></tr><tr><td>HYPERION AIR, LLC</td><td>D</td></tr><tr><td>PLAN D, LLC</td><td>[ ]</td></tr><tr><td>JEGE, LLC</td><td>[ ]</td></tr><tr><td>NES, LLC</td><td>[ ]</td></tr><tr><td>LSJE, LLC</td><td>[ ]</td></tr><tr><td>BLOOD-HORSE LLC</td><td>[ ]</td></tr><tr><td>ZORRO MANAGEMENT, LLC</td><td>[ ]</td></tr><tr><td>PRYTANEE, LLC</td><td>[ ]</td></tr><tr><td>KATI WANEK-FORSYTHE 2015 GRAT</td><td>D</td></tr><tr><td>KATI WANEK-FORSYTHE 2015 GRAT TR FOR</td><td>D</td></tr><tr><td>SHARI WAGNER 2015 GRAT TRAVIS T. WAGN</td><td>D</td></tr><tr><td>SHARI WAGNER 2015 GRAT FOR LEAH M</td><td>D</td></tr><tr><td>KATI WANEK-FORSYTHE 2015 GRAT TR</td><td>D</td></tr><tr><td>SHARI WAGNER 2015 GRAT FOR MARA WAGNE</td><td>D</td></tr><tr><td>SHARI WAGNER 2012 IRREVOCABLE TRUST</td><td>D</td></tr><tr><td>TODD R WANEK 2015 GRAT TRUST FOR CAME</td><td>D</td></tr><tr><td>TODD R WANEK 2015 GRAT TRUST FOR</td><td>D</td></tr><tr><td>KEYHOLE PARTNERS, LLC</td><td>[ ]</td></tr><tr><td>THIRD LAKE PARTNERS, LLC</td><td>D</td></tr><tr><td>ADDISON AT MILLENIA HOLDINGS, LLC</td><td>D</td></tr><tr><td>ADDISON AT MILLENIA HOLDINGS, LLC</td><td>D</td></tr><tr><td>MIZNER COURT HOLDINGS, LLC</td><td>D</td></tr><tr><td>MIZNER COURT HOLDINGS, LLC</td><td>[ ]</td></tr><tr><td>SOLSTICE LOOP HOLDINGS, LLC</td><td>[ ]</td></tr><tr><td>SOLSTICE LOOP HOLDINGS, LLC</td><td>[ ]</td></tr><tr><td>SABAL CLUB HOLDINGS, LLC</td><td>[ ]</td></tr><tr><td>SABAL CLUB HOLDINGS, LLC</td><td>[ ]</td></tr><tr><td>SAN MARCO HOLDINGS, LLC</td><td>[ ]</td></tr><tr><td>SAN MARCO HOLDINGS, LLC</td><td>[ ]</td></tr><tr><td>SUN LAKE MULTIFAMILY HOLDINGS, LLC</td><td>D</td></tr><tr><td>SUN LAKE MULTIFAMILY HOLDINGS, LLC</td><td>D</td></tr><tr><td>VERONA APARTMENTS HOLDINGS, LLC</td><td>D</td></tr><tr><td>VERONA APARTMENTS HOLDINGS, LLC</td><td>[ ]</td></tr><tr><td>SUMMER COVE HOLDINGS, LLC</td><td>[ ]</td></tr><tr><td>SUMMER COVE HOLDINGS, LLC</td><td>[ ]</td></tr><tr><td>MARINA LANDING HOLDINGS, LLC</td><td>[ ]</td></tr><tr><td>MARINA LANDING HOLDINGS, LLC</td><td>D</td></tr><tr><td>LAKE POINT HOLDINGS LLC</td><td>D</td></tr><tr><td>SOUTHERN AGGREGATE TRANSPORT SERVICES</td><td>D</td></tr><tr><td>AXCIS INFORMATION NETWORK INC</td><td>M</td></tr><tr><td>ASHLEY HOLDINGS INC</td><td>M</td></tr><tr><td>RM CODE 82289</td><td></td></tr></table>

LARGE, ZERO AND NEGATIVE BALANCES

ACCT #

NAME

OD AMOUNT

<table><tr><th>CAT</th><th>BALANCE</th></tr><tr><td>N</td><td>.00</td></tr><tr><td>N</td><td>1,341, 918.28</td></tr><tr><td>D</td><td>.00</td></tr><tr><td>D</td><td>.00</td></tr><tr><td>D</td><td>.00</td></tr><tr><td>D</td><td>.00</td></tr><tr><td>N</td><td>708,822.70</td></tr><tr><td>N</td><td>222,584.81</td></tr><tr><td>N</td><td>445, 681.05</td></tr><tr><td>D</td><td>249,993.41</td></tr><tr><td>[ ]</td><td>784,288.22</td></tr><tr><td>D</td><td>158,333.07</td></tr><tr><td>[ ]</td><td>549,303.45</td></tr><tr><td>[ ]</td><td>381,289.83</td></tr><tr><td>[ ]</td><td>829,074.19</td></tr><tr><td>[ ]</td><td>210,902.06</td></tr><tr><td>[ ]</td><td>219,046.68</td></tr><tr><td>[ ]</td><td>724,554.34</td></tr><tr><td>[ ]</td><td>397,882.14</td></tr><tr><td>D</td><td>.00</td></tr><tr><td>D</td><td>.00</td></tr><tr><td>D</td><td>.00</td></tr><tr><td>D</td><td>.00</td></tr><tr><td>D</td><td>.00</td></tr><tr><td>D</td><td>.00</td></tr><tr><td>D</td><td>.00</td></tr><tr><td>D</td><td>.00</td></tr><tr><td>D</td><td>.00</td></tr><tr><td>[ ]</td><td>.00</td></tr><tr><td>D</td><td>865,844.42</td></tr><tr><td>D</td><td>.00</td></tr><tr><td>D</td><td>.00</td></tr><tr><td>D</td><td>.00</td></tr><tr><td>[ ]</td><td>.00</td></tr><tr><td>[ ]</td><td>.00</td></tr><tr><td>[ ]</td><td>.00</td></tr><tr><td>[ ]</td><td>.00</td></tr><tr><td>[ ]</td><td>.00</td></tr><tr><td>[ ]</td><td>.00</td></tr><tr><td>[ ]</td><td>.00</td></tr><tr><td>D</td><td>.00</td></tr><tr><td>D</td><td>.00</td></tr><tr><td>D</td><td>.00</td></tr><tr><td>[ ]</td><td>.00</td></tr><tr><td>[ ]</td><td>.00</td></tr><tr><td>[ ]</td><td>.00</td></tr><tr><td>[ ]</td><td>.00</td></tr><tr><td>D</td><td>.00</td></tr><tr><td>D</td><td>.00</td></tr><tr><td>D</td><td>.00</td></tr><tr><td>M</td><td>592,619.50</td></tr><tr><td>M</td><td>.00</td></tr><tr><td></td><td>04/17/19</td></tr></table>

EFTA01417140

<table><tr><th colspan="5">LARGE, ZERO AND NEGATIVE BALANCES</th></tr><tr><td>ACCT #</td><td>NAME</td><td>CAT</td><td>BALANCE</td><td>OD AMOUNT</td></tr><tr><td></td><td>ASHLEY HOMESTORES LTD</td><td>M</td><td>.00</td><td></td></tr><tr><td></td><td>ASHLEY REAL ESTATE, LLC</td><td>M</td><td>.00</td><td></td></tr><tr><td></td><td>ASHLEY DISTRIBUTION SERVICES LTD</td><td>M</td><td>.00</td><td></td></tr><tr><td></td><td>ASHLEY GLOBAL RETAIL, LLC</td><td>M</td><td>.00</td><td></td></tr><tr><td></td><td>SOUTHERN FINANCIAL LLC</td><td>D</td><td>.00</td><td></td></tr><tr><td></td><td>SOUTHERN TRUST COMPANY, INC.</td><td>D ΣΣΣΣΟΟΟ</td><td>.00</td><td></td></tr><tr><td></td><td>TODD R. WANEK AND KAREN A. WANEK</td><td></td><td>595,061.82</td><td></td></tr><tr><td></td><td>SSW 2007 LLC</td><td>[ ]</td><td>2,646,890.84</td><td></td></tr><tr><td></td><td>KWF 2007 LLC</td><td>[ ]</td><td>2,953,325.11</td><td></td></tr><tr><td></td><td>CRW 2007 LLC</td><td>[ ]</td><td>1,128,569.83</td><td></td></tr><tr><td></td><td>GEW 2007 LLC</td><td>[ ]</td><td>1,128,819.22</td><td></td></tr><tr><td></td><td>SHARI WAGNER 2014 GRAT</td><td>[ ]</td><td>5,184,590.72</td><td></td></tr><tr><td></td><td>KATI FORSYTHE 2014 GRAT</td><td>D</td><td>5,187,723.61</td><td></td></tr><tr><td></td><td>WANEK TRUST OF 2000</td><td>[ ]</td><td>11, 161, 176.27</td><td></td></tr><tr><td></td><td>CRW 2009 LLC</td><td>[ ]</td><td>1,106,073.64</td><td></td></tr><tr><td></td><td>GEW 2009 LLC</td><td>[ ]</td><td>1,058,460.79</td><td></td></tr><tr><td></td><td>KATI WANEK-FORSYTHE</td><td>[ ]</td><td>118,629.91</td><td></td></tr><tr><td></td><td>CAMERON WANEK</td><td>[ ]</td><td>105,030.41</td><td></td></tr><tr><td></td><td>TRAVIS WAGNER</td><td>[ ]</td><td>101,861.39</td><td></td></tr><tr><td></td><td>SHARI WAGNER</td><td>D</td><td>2,548,356.71</td><td></td></tr><tr><td></td><td>SHARI WAGNER 2015 GRAT FOR LEAH M</td><td>D</td><td>408,080.28</td><td></td></tr><tr><td></td><td>SHARI WAGNER 2015 GRAT TRAVIS T. WAGN</td><td>D</td><td>408,080.28</td><td></td></tr><tr><td></td><td>SHARI WAGNER 2015 GRAT FOR MARA WAGNE</td><td>D</td><td>408,080.28</td><td></td></tr><tr><td></td><td>SHARI WAGNER 2012 IRREVOCABLE TRUST</td><td>D</td><td>1,131,125.43</td><td></td></tr><tr><td></td><td>KATI WANEK- FORSYTHE 2012 IRREVOCABLE</td><td>D</td><td>1,071, 125.43</td><td></td></tr><tr><td></td><td>TODD R WANEK 2015 GRAT TRUST FOR CAME</td><td>D</td><td>408,080.28</td><td></td></tr><tr><td></td><td>TODD R WANEK 2015 GRAT TRUST FOR</td><td>D</td><td>916,965.43</td><td></td></tr><tr><td></td><td>RONALD &amp; JOYCE WANEK IRREVOCABLE DYNA</td><td>D</td><td>2,592,815.86</td><td></td></tr><tr><td></td><td>ASHLEY HOLDINGS INC</td><td>D</td><td>7,132,826.35</td><td></td></tr><tr><td></td><td>RAHUL VAID</td><td>D</td><td>1,764,714.73</td><td></td></tr><tr><td></td><td>ALI RASHID</td><td>D</td><td>520,568.50</td><td></td></tr><tr><td></td><td>KEYHOLE PARTNERS, LLC</td><td>D</td><td>352,972.60</td><td></td></tr><tr><td></td><td>THIRD LAKE PARTNERS, LLC</td><td>[ ]</td><td>2,015,209.94</td><td></td></tr><tr><td></td><td>ADDISON AT MILLENIA HOLDINGS, LLC</td><td>[ ]</td><td>1,592,488.63</td><td></td></tr><tr><td></td><td>ADDISON AT MILLENIA HOLDINGS, LLC</td><td>[ ]</td><td>.00</td><td></td></tr><tr><td></td><td>MARA WAGNER</td><td>[ ]</td><td>.00</td><td></td></tr><tr><td></td><td>LEAH KUBIS</td><td>[ ]</td><td>.00</td><td></td></tr><tr><td></td><td>MIZNER COURT HOLDINGS, LLC</td><td>[ ]</td><td>.00</td><td></td></tr><tr><td></td><td>MIZNER COURT HOLDINGS, LLC</td><td>[ ]</td><td>1,098,203.30</td><td></td></tr><tr><td></td><td>SOLSTICE LOOP HOLDINGS, LLC</td><td>[ ]</td><td>709,624.03</td><td></td></tr><tr><td></td><td>SOLSTICE LOOP HOLDINGS, LLC</td><td>[ ]</td><td>.00</td><td></td></tr><tr><td></td><td>SABAL CLUB HOLDINGS, LLC</td><td>[ ]</td><td>.00</td><td></td></tr><tr><td></td><td>SABAL CLUB HOLDINGS, LLC</td><td>[ ]</td><td>778,903.52</td><td></td></tr><tr><td></td><td>SAN MARCO HOLDINGS, LLC</td><td>[ ]</td><td>1,117,275.05</td><td></td></tr><tr><td></td><td>SAN MARCO HOLDINGS, LLC</td><td>[ ]</td><td>.00</td><td></td></tr><tr><td></td><td>SUN LAKE MULTIFAMILY HOLDINGS, LLC</td><td>D</td><td>1,080,360.54</td><td></td></tr><tr><td></td><td>SUN LAKE MULTIFAMILY HOLDINGS, LLC</td><td>D</td><td>.00</td><td></td></tr><tr><td></td><td>VERONA APARTMENTS HOLDINGS, LLC</td><td>D</td><td>.00</td><td></td></tr><tr><td></td><td>VERONA APARTMENTS HOLDINGS, LLC</td><td>D</td><td>620, 105.93</td><td></td></tr><tr><td></td><td>SUMMER COVE HOLDINGS, LLC</td><td>D</td><td>.00</td><td></td></tr><tr><td></td><td>SUMMER COVE HOLDINGS, LLC</td><td>D</td><td>396,378.82</td><td></td></tr><tr><td>77006814</td><td>MARINA LANDING HOLDINGS, LLC</td><td>[ ]</td><td>452,117.83</td><td></td></tr><tr><td>RM</td><td>CODE 82289</td><td></td><td>04/17/19</td><td></td></tr><tr><td></td><td>LARGE, ZERO AND NEGATIVE</td><td></td><td>BALANCES</td><td></td></tr><tr><td>ACCT #</td><td>NAME</td><td>CAT</td><td>BALANCE</td><td>OD AMOUNT</td></tr><tr><td></td><td>MARINA LANDING HOLDINGS, LLC</td><td>D</td><td>.00</td><td></td></tr><tr><td></td><td>ASHLEY FURNITURE INDUSTRIES INC</td><td>D</td><td>21,441, 114.53</td><td></td></tr><tr><td></td><td>ASHLEY HOMESTORES LTD</td><td>D</td><td>.00</td><td></td></tr><tr><td></td><td>GABRIELLE E. WANEK</td><td>D</td><td>.00</td><td></td></tr></table>

EFTA01417141

<table><tr><th>ASHLEY REAL ESTATE, LLC</th><th>D</th><th>.00</th></tr><tr><td>ASHLEY DISTRIBUTION SERVICES LTD</td><td>D</td><td>.00</td></tr><tr><td>ASHLEY GLOBAL RETAIL, LLC</td><td>D</td><td>.00</td></tr><tr><td>LAKE POINT HOLDINGS LLC</td><td>D</td><td>.00</td></tr><tr><td>SOUTHERN AGGREGATE TRANSPORT SERVICES</td><td>D</td><td>.00</td></tr><tr><td>CRW 2007 LLC</td><td>[ ]</td><td>1,000,000.00</td></tr><tr><td>CRW 2007 LLC</td><td></td><td>1,000,000.00</td></tr><tr><td>CRW 2007 LLC</td><td></td><td>1,000,000.00</td></tr><tr><td>CRW 2007 LLC</td><td></td><td>1,000,000.00</td></tr><tr><td>CRW 2007 LLC</td><td></td><td>1,000,000.00</td></tr><tr><td>GEW 2007 LLC</td><td></td><td>1,000,000.00</td></tr><tr><td>GEW 2007 LLC</td><td></td><td>1,000,000.00</td></tr><tr><td>GEW 2007 LLC</td><td></td><td>1,000,000.00</td></tr><tr><td>GEW 2007 LLC</td><td></td><td>1,000,000.00</td></tr><tr><td>GEW 2007 LLC</td><td></td><td>1,000,000.00</td></tr><tr><td>TODD R. AND KAREN A. WANEK JTWROS</td><td></td><td>10,000,000.00</td></tr><tr><td>TODD R. AND KAREN A. WANEK JTWROS</td><td></td><td>10,000,000.00</td></tr><tr><td>TODD R. AND KAREN A. WANEK JTWROS</td><td></td><td>10,000,000.00</td></tr><tr><td>TODD R. AND KAREN A. WANEK JTWROS</td><td></td><td>5,000,000.00</td></tr><tr><td>TODD R. AND KAREN A. WANEK JTWROS</td><td></td><td>2,500,000.00</td></tr><tr><td>TODD R. AND KAREN A. WANEK JTWROS</td><td></td><td>1,000,000.00</td></tr><tr><td>SHARI WAGNER 2014 GRAT</td><td></td><td>1,000,000.00</td></tr><tr><td>SHARI WAGNER 2014 GRAT</td><td></td><td>1,000,000.00</td></tr><tr><td>SHARI WAGNER 2014 GRAT</td><td></td><td>1,000,000.00</td></tr><tr><td>SHARI WAGNER 2014 GRAT</td><td>იიიიიიიიიიიიიიიიიიიიიიიიი</td><td>1,000,000.00</td></tr><tr><td>SHARI WAGNER 2014 GRAT</td><td></td><td>1,000,000.00</td></tr><tr><td>SHARI WAGNER 2014 GRAT</td><td></td><td>1,000,000.00</td></tr><tr><td>KATI FORSYTHE 2014 GRAT</td><td></td><td>1,000,000.00</td></tr><tr><td>KATI FORSYTHE 2014 GRAT</td><td></td><td>1,000,000.00</td></tr><tr><td>KATI FORSYTHE 2014 GRAT</td><td></td><td>1,000,000.00</td></tr><tr><td>KATI FORSYTHE 2014 GRAT</td><td></td><td>1,000,000.00</td></tr><tr><td>KATI FORSYTHE 2014 GRAT</td><td></td><td>1,000,000.00</td></tr><tr><td>KATI FORSYTHE 2014 GRAT</td><td></td><td>1,000,000.00</td></tr><tr><td>KWF 2007 LLC</td><td></td><td>1,000,000.00</td></tr><tr><td>KWF 2007 LLC</td><td></td><td>1,000,000.00</td></tr><tr><td>KWF 2007 LLC</td><td></td><td>1,000,000.00</td></tr><tr><td>KWF 2007 LLC</td><td></td><td>1,000,000.00</td></tr><tr><td>KWF 2007 LLC</td><td></td><td>1,000,000.00</td></tr><tr><td>SSW 2007 LLC</td><td></td><td>1,000,000.00</td></tr><tr><td>SSW 2007 LLC</td><td></td><td>1,000,000.00</td></tr><tr><td>SSW 2007 LLC</td><td></td><td>1,000,000.00</td></tr><tr><td>SSW 2007 LLC</td><td></td><td>1,000,000.00</td></tr><tr><td>SSW 2007 LLC</td><td></td><td>1,000,000.00</td></tr><tr><td>WANEK TRUST OF 2000</td><td></td><td>10,000,000.00</td></tr><tr><td>WANEK TRUST OF 2000</td><td></td><td>5,000,000.00</td></tr><tr><td>WANEK TRUST OF 2000</td><td></td><td>5,000,000.00</td></tr><tr><td>WANEK TRUST OF 2000</td><td></td><td>5,000,000.00</td></tr><tr><td>WANEK TRUST OF 2000</td><td></td><td>2,500,000.00</td></tr><tr><td>RM CODE 82289</td><td></td><td>04/17/19</td></tr></table>

ACCT

LARGE, ZERO AND NEGATIVE BALANCES

<table><tr><th>NAME</th><th>CAT</th><th>BALANCE</th><th>OD AMOUNT</th></tr><tr><td>WANEK TRUST OF 2000</td><td></td><td>1,000,000.00</td><td></td></tr><tr><td>CRW 2009 LLC</td><td></td><td>1,000,000.00</td><td></td></tr><tr><td>CRW 2009 LLC</td><td></td><td>500,000.00</td><td></td></tr><tr><td>CRW 2009 LLC</td><td>55555</td><td>500,000.00</td><td></td></tr><tr><td>CRW 2009 LLC</td><td></td><td>500,000.00</td><td></td></tr><tr><td>CRW 2009 LLC</td><td>o</td><td>500,000.00</td><td></td></tr><tr><td>GEW 2009 LLC</td><td>c</td><td>1,000,000.00</td><td></td></tr><tr><td>GEW 2009 LLC</td><td>c</td><td>500,000.00</td><td></td></tr><tr><td>GEW 2009 LLC</td><td>o</td><td>500,000.00</td><td></td></tr><tr><td>GEW 2009 LLC</td><td>o0</td><td>500,000.00</td><td></td></tr><tr><td>GEW 2009 LLC</td><td></td><td>500,000.00</td><td></td></tr></table>

EFTA01417142

<table><tr><th></th><th>NANCY AND MICHAEL DEVANE</th><th></th><th>307,241.55</th><th></th></tr><tr><td></td><td>ALI RASHID</td><td></td><td>1,000,000.00</td><td></td></tr><tr><td></td><td>ALI RASHID</td><td></td><td>314,658.33</td><td></td></tr><tr><td></td><td>STEVEN D. FORSYTHE</td><td></td><td>100,000.00</td><td></td></tr><tr><td></td><td>STEVEN D. FORSYTHE</td><td></td><td>100,000.00</td><td></td></tr><tr><td></td><td>STEVEN D. FORSYTHE</td><td></td><td>100,000.00</td><td></td></tr><tr><td></td><td>STEVEN D. FORSYTHE</td><td></td><td>100,000.00</td><td></td></tr><tr><td></td><td>STEVEN D. FORSYTHE</td><td></td><td>100,000.00</td><td></td></tr><tr><td></td><td>STEVEN D. FORSYTHE</td><td></td><td>100,000.00</td><td></td></tr><tr><td></td><td>CAITLIN A. FORSYTHE</td><td></td><td>100,000.00</td><td></td></tr><tr><td></td><td>CAITLIN A. FORSYTHE</td><td></td><td>100,000.00</td><td></td></tr><tr><td></td><td>CAITLIN A. FORSYTHE</td><td></td><td>100,000.00</td><td></td></tr><tr><td></td><td>CAITLIN A. FORSYTHE</td><td></td><td>100,000.00</td><td></td></tr><tr><td></td><td>CAITLIN A. FORSYTHE</td><td></td><td>100,000.00</td><td></td></tr><tr><td></td><td>CAITLIN A. FORSYTHE</td><td></td><td>100,000.00</td><td></td></tr><tr><td></td><td>KATI WANEK-FORSYTHE</td><td></td><td>2,500,000.00</td><td></td></tr><tr><td></td><td>KATI WANEK-FORSYTHE</td><td></td><td>1,000,000.00</td><td></td></tr><tr><td></td><td>KATI WANEK-FORSYTHE</td><td></td><td>1,000,000.00</td><td></td></tr><tr><td></td><td>KATI WANEK-FORSYTHE</td><td></td><td>1,000,000.00</td><td></td></tr><tr><td></td><td>KATI WANEK-FORSYTHE</td><td></td><td>1,000,000.00</td><td></td></tr><tr><td></td><td>KATI WANEK-FORSYTHE</td><td></td><td>1,000,000.00</td><td></td></tr><tr><td></td><td>CAMERON WANEK</td><td></td><td>100,000.00</td><td></td></tr><tr><td></td><td>CAMERON WANEK</td><td></td><td>100,000.00</td><td></td></tr><tr><td></td><td>CAMERON WANEK</td><td></td><td>100,000.00</td><td></td></tr><tr><td></td><td>CAMERON WANEK</td><td></td><td>100,000.00</td><td></td></tr><tr><td></td><td>CAMERON WANEK</td><td></td><td>100,000.00</td><td></td></tr><tr><td></td><td>CAMERON WANEK</td><td></td><td>100,000.00</td><td></td></tr><tr><td></td><td>TRAVIS WAGNER</td><td></td><td>100,000.00</td><td></td></tr><tr><td></td><td>TRAVIS WAGNER</td><td>იიიიიიიიიიიიიიიიიიიიიიიიიიიიიი</td><td>100,000.00</td><td></td></tr><tr><td></td><td>TRAVIS WAGNER</td><td></td><td>100,000.00</td><td></td></tr><tr><td></td><td>TRAVIS WAGNER</td><td></td><td>100,000.00</td><td></td></tr><tr><td></td><td>SHARI WAGNER</td><td></td><td>1,000,000.00</td><td></td></tr><tr><td></td><td>SHARI WAGNER</td><td></td><td>1,000,000.00</td><td></td></tr><tr><td></td><td>SHARI WAGNER</td><td></td><td>1,000,000.00</td><td></td></tr><tr><td></td><td>SHARI WAGNER</td><td></td><td>1,000,000.00</td><td></td></tr><tr><td></td><td>SHARI WAGNER</td><td></td><td>1,000,000.00</td><td></td></tr><tr><td></td><td>SHARI WAGNER</td><td></td><td>1,000,000.00</td><td></td></tr><tr><td></td><td>SHARI WAGNER 2015 GRAT TRAVIS T. WAGN</td><td>C</td><td>100,000.00</td><td></td></tr><tr><td></td><td>SHARI WAGNER 2015 GRAT FOR LEAH M</td><td></td><td>100,000.00</td><td></td></tr><tr><td></td><td>SHARI WAGNER 2015 GRAT FOR MARA WAGNE</td><td>C</td><td>100,000.00</td><td></td></tr><tr><td></td><td>SHARI WAGNER 2012 IRREVOCABLE TRUST</td><td>C</td><td>1,000,000.00</td><td></td></tr><tr><td>KM</td><td>CODE 82289</td><td></td><td>04/17/19</td><td></td></tr><tr><td></td><td colspan="4">LARGE, ZERO AND NEGATIVE BALANCES</td></tr><tr><td>ACCT #</td><td>NAME</td><td>CAT</td><td>BALANCE</td><td>OD AMOUNT</td></tr><tr><td></td><td>SHARI WAGNER 2012 IRREVOCABLE TRUST</td><td>с</td><td>1,000,000.00</td><td></td></tr><tr><td></td><td>SHARI WAGNER 2012 IRREVOCABLE TRUST</td><td>C</td><td>1,000,000.00</td><td></td></tr><tr><td></td><td>SHARI WAGNER 2012 IRREVOCABLE TRUST</td><td>с</td><td>1,000,000.00</td><td></td></tr><tr><td></td><td>SHARI WAGNER 2012 IRREVOCABLE TRUST</td><td></td><td>500,000.00</td><td></td></tr><tr><td></td><td>SHARI WAGNER 2012 IRREVOCABLE TRUST</td><td></td><td>500,000.00</td><td></td></tr><tr><td></td><td>ROBERT S FORSYTHE REVOCABLE TRUST</td><td></td><td>100,000.00</td><td></td></tr><tr><td></td><td>ROBERT S FORSYTHE REVOCABLE TRUST</td><td></td><td>100,000.00</td><td></td></tr><tr><td></td><td>ROBERT S FORSYTHE REVOCABLE TRUST</td><td></td><td>100,000.00</td><td></td></tr><tr><td></td><td>ROBERT S FORSYTHE REVOCABLE TRUST</td><td></td><td>100,000.00</td><td></td></tr><tr><td></td><td>ROBERT S FORSYTHE REVOCABLE TRUST</td><td></td><td>100,000.00</td><td></td></tr><tr><td></td><td>ROBERT S FORSYTHE REVOCABLE TRUST</td><td></td><td>100,000.00</td><td></td></tr><tr><td></td><td>LAURA A FORSYTHE REVOCABLE TRUST</td><td></td><td>100,000.00</td><td></td></tr><tr><td></td><td>LAURA A FORSYTHE REVOCABLE TRUST</td><td></td><td>100,000.00</td><td></td></tr><tr><td></td><td>LAURA A FORSYTHE REVOCABLE TRUST</td><td></td><td>100,000.00</td><td></td></tr><tr><td></td><td>LAURA A FORSYTHE REVOCABLE TRUST</td><td></td><td>100,000.00</td><td></td></tr><tr><td></td><td>LAURA A FORSYTHE REVOCABLE TRUST</td><td></td><td>100,000.00</td><td></td></tr><tr><td></td><td>LAURA A FORSYTHE REVOCABLE TRUST</td><td></td><td>100,000.00</td><td></td></tr><tr><td></td><td>KATI WANEK- FORSYTHE 2012 IRREVOCABLE</td><td>C</td><td>1,000,000.00</td><td></td></tr></table>

EFTA01417143

KATI WANEK- FORSYTHE 2012 IRREVOCABLE C 1,000,000.00
KATI WANEK- FORSYTHE 2012 IRREVOCABLE C 1,000,000.00
KATI WANEK- FORSYTHE 2012 IRREVOCABLE C 1,000,000.00
KATI WANEK- FORSYTHE 2012 IRREVOCABLE C 500,000.00
KATI WANEK- FORSYTHE 2012 IRREVOCABLE C 500,000.00
TODD R WANEK 2015 GRAT TRUST FOR CAME C 100,000.00
TODD R WANEK 2015 GRAT TRUST FOR C 100,000.00
RONALD & JOYCE WANEK IRREVOCABLE DYNA C 1,000,000.00
RONALD & JOYCE WANEK IRREVOCABLE DYNA C 1,000,000.00
RONALD & JOYCE WANEK IRREVOCABLE DYNA C 1,000,000.00
RONALD & JOYCE WANEK IRREVOCABLE DYNA C 1,000,000.00
RONALD & JOYCE WANEK IRREVOCABLE DYNA C 1,000,000.00
RONALD & JOYCE WANEK IRREVOCABLE DYNA C 1,000,000.00
ASHLEY HOLDINGS INC C 50,000,000.00
ASHLEY HOLDINGS INC 50,000,000.00
ASHLEY HOLDINGS INC 50,000,000.00
ASHLEY HOLDINGS INC 30,000,000.00
ASHLEY HOLDINGS INC 30,000,000.00
ASHLEY HOLDINGS INC 25,000,000.00
LEAH KUBIS .00
KEYHOLE PARTNERS, LLC 500,000.00
ASHLEY FURNITURE INDUSTRIES INC 30,000,000.00
ASHLEY FURNITURE INDUSTRIES INC 30,000,000.00
ASHLEY FURNITURE INDUSTRIES INC 25,000,000.00
ASHLEY FURNITURE INDUSTRIES INC 25,000,000.00
ASHLEY FURNITURE INDUSTRIES INC 25,000,000.00
ASHLEY FURNITURE INDUSTRIES INC 25,000,000.00
ASHLEY FURNITURE INDUSTRIES INC 25,000,000.00
იიიიიიიიიი
ASHLEY FURNITURE INDUSTRIES INC 25,000,000.00
ASHLEY FURNITURE INDUSTRIES INC 15,000,000.00
ASHLEY HOMESTORES LTD .00
GABRIELLE E. WANEK 100,000.00
GABRIELLE E. WANEK 100,000.00
ASHLEY REAL ESTATE, LLC .00
CODE 82289 04/17/19

LARGE, ZERO AND NEGATIVE BALANCES

| ACCT #   |        | NAME                      | CAT   | BALANCE       | OD   | AMOUNT   |
|-|-|-|-|-|-|-|
| 88011977 | ASHLEY | DISTRIBUTION SERVICES LTD | C     | 25,000,000.00 |      |          |
| 88011985 | ASHLEY | GLOBAL RETAIL, LLC        | C     | .00           |      |          |

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EFTA01417144

📅 Jul 8, 2019 REDACTED

URGENT!!! Need to close accounts ASAP - please prioritize today

From: Kimberly Hart

To: Stewart Oldfield

The following need to be completed today: 1. █████ $0 balance deposit accounts that are still open. Please coordinate with Daphne Cales to get these closed out on the system. █████████ - DARREN K. INDYKE PLLC █████████ - GRATITUDE AMERICA, LTD █████████ - GRATITUDE AMERICA, LTD █████████ - HBRK ASSOCIATES, INC EFTA01417156 HYPERION AIR, LLC | - JSC INTERIORS LLC | |-| | AND | | LSJE, LLC | | MORT, INC | | - NEPTUNE, LLC | | NES, LLC | | PLAN D, LLC | | THE 2007 JEFFREY E. EPSTEIN INSURAN

The following need to be completed today:

1. █████ $0 balance deposit accounts that are still open. Please coordinate with Daphne Cales to get these closed out on the system.

█████████ - DARREN K. INDYKE PLLC

█████████ - GRATITUDE AMERICA, LTD

█████████ - GRATITUDE AMERICA, LTD

█████████ - HBRK ASSOCIATES, INC

EFTA01417156

HYPERION AIR, LLC

| - JSC INTERIORS LLC |
|-|
| AND |
| LSJE, LLC |
| MORT, INC |
| - NEPTUNE, LLC |
| NES, LLC |
| PLAN D, LLC |
| THE 2007 JEFFREY E. EPSTEIN INSURANCE |
| ZORRO MANAGEMENT, LLC |
| ZORRO MANAGEMENT, LLC (HOUSE ACCOUNT) |
| 2. $0 balance brokerage accounts that are still open. Please<br />coordinate with Dawn Forbes to get these hard closed. |
| - JEFFREY EPSTEIN<br /><br />- J EPSTEIN VIRGIN ISLANDS FOUNDATION<br /><br />- JEEPERS INC<br /><br />- SOUTHERN FINANCIAL LLC |

EFTA01417157

The image provided is entirely black and contains no discernible chart, image, or text content. Therefore, no data can be extracted.

SOUTHERN FINANCIAL LLC

SOUTHERN FINANCIAL LLC

SOUTHERN TRUST COMPANY INC

SOUTHERN TRUST COMPANY INC

SOUTHERN TRUST COMPANY INC

SOUTHERN TRUST COMPANY INC

THE HAZE TRUST UAD 02/09/99 JEFFREY

3. Deposit accounts with residual balances. Please distribute balances and close accounts today.

BUTTERFLY TRUST

Global Deposits

Money Market Business Account

1/24/2014

21.72

JEFFREY EPSTEIN

Global Deposits

NOW and SuperNOW Accounts

3/8/2016

12.05

EFTA01417158

Please confirm back to me once completed.

Thanks in advance.

Kim

Kimberly Hart
Managing Director I Divisional Control Officer

Wealth Management Americas

Deutsche Bank Trust Company Americas 345 Park Avenue, 14th floor, New York, NY 10154 Tel. +1 212 454-2877

Email

Securities offered through Deutsche Bank Securities Inc.

📅 Jul 8, 2019

Fwd: URGENT!!! Need to close accounts ASAP - please prioritize today

From: Stewart Oldfield

To: Liam Osullivan

FYI. Thanks. Stewart Oldfield, CFA, CAIA Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 EFTA01417155 | Contact Type | Information | |---|---| | Tel. | Black bar | | Mobile | Black bar | | Email | Long black bar | Securities offered through Deutsche Bank Securities Inc.

FYI. Thanks.

Stewart Oldfield, CFA, CAIA

Deutsche Bank Trust Company Americas

Deutsche Bank Wealth Management

345 Park Avenue, New York, NY 10154

EFTA01417155

| Contact Type | Information |
|---|---|
| Tel. | Black bar |
| Mobile | Black bar |
| Email | Long black bar |

Securities offered through Deutsche Bank Securities Inc.

📅 Jul 8, 2019 REDACTED

Fwd: URGENT!!! Need to close accounts ASAP - please prioritize today [C]

From: Stewart Oldfield

To: Brigid Macias

Stewart Oldfield, CFA, CAIA Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 This image contains contact information for an entity located at 345 Park Avenue, New York, NY 10154. The contact methods are: * Tel. * Mobile * Email The text also states "Securities offered through Deutsche Bank Securities Inc. offered through". Securities offered through Deutsche Bank Securities Inc. offered through Begin forwarded message: From: Liam O

Stewart Oldfield, CFA, CAIA

Deutsche Bank Trust Company Americas

Deutsche Bank Wealth Management

345 Park Avenue, New York, NY 10154

This image contains contact information for an entity located at 345 Park Avenue, New York, NY 10154. The contact methods are:

* Tel.
* Mobile
* Email

The text also states "Securities offered through Deutsche Bank Securities Inc. offered through".

Securities offered through Deutsche Bank Securities Inc. offered through

Begin forwarded message:

From: Liam O Sullivan

EFTA01417154

Date: July 8, 2019 at 8:40:24 AM EDT
To: Stewart Oldfield <███████████████████████████>
Subject: RE: URGENT!!! Need to close accounts ASAP - please prioritize
today [C]

Classification: Confidential
Hello,

The accounts are in Pending Close category. I have requested they are hard closed.

Thanks

Liam

📅 Jul 8, 2019 REDACTED

FW: URGENT!!! Need to close accounts ASAP - please prioritize today [C]

From: Brigid Macias

To: Mary Murray, Donald Summer

FYI Kind regards, Brigid Macias Brigid Macias Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue 24th Floor New York, NY 10154 Tel. ████████████ Fax ████████████ Email ████████████████ Securities offered through Deutsche Bank Securities Inc.

FYI

Kind regards,
Brigid Macias

Brigid Macias
Assistant Vice President

Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
345 Park Avenue

24th Floor
New York, NY 10154
Tel. ████████████
Fax ████████████
Email ████████████████

Securities offered through Deutsche Bank Securities Inc.

📅 Jul 8, 2019

RE: URGENT!!! Need to close accounts ASAP - please prioritize today [C]

From: Mary Murray

To: Brigid Macias, Zbynek Kozelsky

Brigid — Don is out today so I'll answer you after the close today. Thank you. EFTA01417152

Brigid — Don is out today so I'll answer you after the close today. Thank you.

EFTA01417152

📅 Jul 8, 2019

RE: URGENT!!! Need to close accounts ASAP - please prioritize today [C]

From: Brigid Macias

To: Mary Murray, Zbynek Kozelsky

Thank you. Kind regards, Brigid Macias Brigid Macias Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue 24th Floor New York, NY 10154 Tel. Fax Email Securities offered through Deutsche Bank Securities Inc.

Thank you.

Kind regards,
Brigid Macias

Brigid Macias
Assistant Vice President

Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
345 Park Avenue

24th Floor
New York, NY 10154
Tel.
Fax
Email

Securities offered through Deutsche Bank Securities Inc.

📅 Jul 8, 2019

RE: URGENT!!! Need to close accounts ASAP please prioritize today [C] [I]

From: Zbynek Kozelsky

To: Brigid Macias, Mary Murray

These are IWP brokerage accounts — we already took care of that this morning. Thanks Zbynek "Ziggy" Kozelsky Director I Branch Administrative Manager Investment Solutions Group US & Latin America Deutsche Bank Securities Inc. Deutsche Bank Wealth Management 345 Park Avenue, 24th Floor New York, NY 10154 Tel. Email: All trade execution information contained herein is being provided as an accommodation at your request in advance of your receipt of the official trade confirmation(s). Additional

These are IWP brokerage accounts — we already took care of that this morning.

Thanks

Zbynek "Ziggy" Kozelsky
Director I Branch Administrative Manager

Investment Solutions Group US & Latin America
Deutsche Bank Securities Inc.
Deutsche Bank Wealth Management
345 Park Avenue, 24th Floor
New York, NY 10154
Tel.
Email:

All trade execution information contained herein is being provided as an accommodation at your request in advance of your receipt of the official trade confirmation(s). Additional trade detail information available upon request. The terms of the trade(s) may be subject to change prior to settlement, and therefore the official trade confirmation(s) and account statements issued by Deutsche Bank shall govern. Deutsche Bank is not responsible for any discrepancy between the informal execution report and the official trade confirmation(s) or account statements.

This email may contain confidential and/or privileged information. If you are not the intended recipient (or have received this email in error), please notify the sender immediately and delete the email from your computer. Any unauthorized copying, disclosure or distribution of the material in this email is prohibited.

📅 Jul 8, 2019 REDACTED

RE: URGENT!!! Need to close accounts ASAP please prioritize today [C] [I]

From: Zbynek Kozelsky

To: Brigid Macias, Mary Murray

The brokerage accounts are hard closed. Thanks Zbynek "Ziggy" Kozelsky Director I Branch Administrative Manager Investment Solutions Group US & Latin America Deutsche Bank Securities Inc. Deutsche Bank Wealth Management 345 Park Avenue, 24th Floor EFTA01417149 New York, NY 10154 Tel. ███████████ Email: █████████████████ All trade execution information contained herein is being provided as an accommodation at your request in advance of your receipt of the official trade confirmation(s). Add

The brokerage accounts are hard closed.

Thanks

Zbynek "Ziggy" Kozelsky
Director I Branch Administrative Manager

Investment Solutions Group US & Latin America Deutsche Bank Securities Inc. Deutsche Bank Wealth Management 345 Park Avenue, 24th Floor

EFTA01417149

New York, NY 10154
Tel. ███████████
Email: █████████████████

All trade execution information contained herein is being provided as an accommodation at your request in advance of your receipt of the official trade confirmation(s). Additional trade detail information available upon request. The terms of the trade(s) may be subject to change prior to settlement, and therefore the official trade confirmation(s) and account statements issued by Deutsche Bank shall govern. Deutsche Bank is not responsible for any discrepancy between the informal execution report and the official trade confirmation(s) or account statements.

This email may contain confidential and/or privileged information. If you are not the intended recipient (or have received this email in error), please notify the sender immediately and delete the email from your computer. Any unauthorized copying, disclosure or distribution of the material in this email is prohibited.

📅 Jul 8, 2019

FW: URGENT!!! Need to close accounts ASAP - please prioritize today [C] [I]

From: Daphne Cales

To: Kimberly Hart

FYI... Kind regards, Daphne Cales Daphne Cales Director I Banking Services & Branch Manager Deutsche Bank Trust Company Americas EFTA01417148 WM Americas 345 Park Avenue, 10154-0004 New York, NY, USA

FYI...

Kind regards,
Daphne Cales

Daphne Cales
Director I Banking Services & Branch Manager

Deutsche Bank Trust Company Americas

EFTA01417148

WM Americas
345 Park Avenue, 10154-0004 New York, NY, USA

📅 Jul 9, 2019

RE: URGENT!!! Need to close accounts ASAP please prioritize today [C] [I]

From: Kimberly Hart

To: Daphne Cales, Brigid Macias

The below accounts are still open. How do we get these closed today? They are all $0 balance. DB Account Name Product Family Product Name - BUTTERFLY TRUST Global Deposits Money Market Business Account - DARREN K. INDYKE PLLC Global Deposits Deposit Transactions - JEFFREY EPSTEIN Global Deposits NOW and SuperNOW Accounts - GRATITUDE AMERICA, LTD Global Deposits Money Market Business Account - GRATITUDE AMERICA, LTD Global Deposits NOW and SuperNOW Accounts - HBRK ASSOCIATES, I

The below accounts are still open. How do we get these closed today? They are all $0 balance.

DB Account Name

Product Family

Product Name

- BUTTERFLY TRUST

Global Deposits

Money Market Business Account

- DARREN K. INDYKE PLLC

Global Deposits

Deposit Transactions

- JEFFREY EPSTEIN

Global Deposits

NOW and SuperNOW Accounts

- GRATITUDE AMERICA, LTD

Global Deposits

Money Market Business Account

- GRATITUDE AMERICA, LTD

Global Deposits

NOW and SuperNOW Accounts

- HBRK ASSOCIATES, INC

Global Deposits

Deposit Transactions

- JSC INTERIORS LLC

Global Deposits

Deposit Transactions

MORT, INC

Global Deposits

Deposit Transactions

- THE 2007 JEFFREY E. EPSTEIN INSURANCE

Global Deposits

Deposit Transactions

EFTA01417146

Kimberly Hart
Managing Director I Divisional Control Officer

Wealth Management Americas

Deutsche Bank Trust Company Americas 345 Park Avenue, 14th floor, New York, NY 10154 Tel. +1 212 454-2877

Email

Securities offered through Deutsche Bank Securities Inc.

📅 Jul 9, 2019

RE: URGENT!!! Need to close accounts ASAP - please prioritize today [C] [I]

From: Brigid Macias

To: Kimberly Hart, Daphne Cales

Good Morning, Butterfly and JE will be closed today. The other accounts have been closed since May, but are still showing active in DB Force. PWM Production support is aware of the issue and is working to have this fixed in the system. Kind regards, Brigid Macias Brigid Macias Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue 24th Floor New York, NY 10154 Tel. Fax Email Securities offered through Deutsche Bank Securities Inc. E

Good Morning,

Butterfly and JE will be closed today.

The other accounts have been closed since May, but are still showing active in DB Force.

PWM Production support is aware of the issue and is working to have this fixed in the system.

Kind regards,
Brigid Macias

Brigid Macias
Assistant Vice President

Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
345 Park Avenue

24th Floor
New York, NY 10154
Tel.
Fax
Email

Securities offered through Deutsche Bank Securities Inc.

EFTA01417145

📅 Jul 4, 2018

Assistance Required in solving rejection points on KYC Case

From: Vijay-A Sawant

To: Stewart Oldfield

Hello Stewart, Hope you are well!! I have received the following list of rejection points on KYC Casa relating to customer — Prytanee, LLC. I need your assistance in resolving below highlighted points. For Point 2 — As per attached constitutional doc, they (AML) are requesting to update address mentioned on Pg 11 (Royal Palms Professional Building address). I had updated address as per Pg 28 which is the IRS letter. Please confirm whether to keep this address or amend it as per Pg 11? For P

Hello Stewart,

Hope you are well!!

I have received the following list of rejection points on KYC Casa relating to customer — Prytanee, LLC.

I need your assistance in resolving below highlighted points.

For Point 2 — As per attached constitutional doc, they (AML) are requesting to update address mentioned on Pg 11 (Royal Palms Professional Building address). I had updated address as per Pg 28 which is the IRS letter. Please confirm whether to keep this address or amend it as per Pg 11?

For Point 6 — Could you provide the email that the AML team is seeking? I only have the attached email (2nd pdf attachment) from the repositories.

For Points 8 & 9 — Kindly provide SOW info for Jeffrey & Caroline.

For Point 10 — This will be covered on Pts 8 & 9

For Point 11 — My existing comments on the DB deposit account is "the

EFTA01417180

purpose of this account is to managing the monthly expenses of the company" as per previous KYC. Kindly advise, please?

For Point 13 — I am unable to procure SoS for this entity from the US Virgin Islands company registry website - Department of Licensing and Consumer Affairs. Kindly provide this please?

For Point 17 — Please provide the requested email.

Rejection:1) Please add the account number for the deposit account.

2) The address on the LLC Agreement does not match the address in the LLC Agreement. Please provide proof of address.

3) Please expand on the nature of business. What do they do with the investment in art work? Re-sell it?

4) Richard Kahn has been tagged as a signatory. However, as per the DB Resolution uploaded under KYC — he is not listed as a signatory. If Darren is indeed not a signatory, please remove him from this KYC.

5) The Pierre Trust was created under the laws of USVI. Please re-run research with that country as well.

6) Can you please locate the full e-mail chain that proves that Chip e-mail Packards attachment approval uploaded actually does refers not to refer Epstein's to what jail is actually sentence? being The current discussed.

7) Please attach the RDC Alert for Richard Kahn.

8) Please provide SOW verification for Jeffrey Epstein.

9) Please complete SOW narrative for Caroline and provide SOW verification as well.

10) The SOW narrative for Jeffrey Epstein seems a bit outdated. It still refers to the Financial Trust Company as the SOW Company. However, based on the consent of board of directors meeting from 2013, Financial Trust Company merged into Southern Financial LLC with Southern Financial LLC as the surviving entity. Please updated the SOW narrative and provide research etc for the new entity.

11) Please explain in detail what this account is being used for. What are

EFTA01417181

the monthly expenses of the company?

12) Please complete the 90 and one year values. The one year value is listed as $1MM, however, the account currently has just less than $200K.

13) Please provide COGS for Prytanee, LLC.

14) The account opened date in the KYC does not match the account opened date in DbForce. Please re-concile

15) Please add the state to Darren Indyke and Richard Kahn's address.

16) Please add the TAX ID/Identification number for Caroline.

17) Please provide proof of delivery for the FinCEN form. Please ensure it was e-mailed by the same person who signed the form (Jeffrey Epstein).

18) Please provide google searches for the appropriate entities and individuals. Please ensure you use the most up to date search string that is located in the US country addendum to the KOPs.

I am working on rest of the points in the meanwhile. Thanks in advance.

Kind Regards,

Vijay Sawant

KYC Case Representative
Deutsche CIB Centre Private Limited - Deutsche Bank Group
Wealth Management

Bl, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway Goregaon East, Mumbai - 400063 , India